- Citigroup (New York, NY)
- …management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of ... (where relevant) and maintaining strong relationship with the Markets Testing Team, Compliance Testing and Internal Audit. + Provide expert guidance to the… more
- Citigroup (New York, NY)
- …of stakeholders, including senior leadership, business unit heads, technology teams, risk, compliance , and legal, to ensure alignment and secure buy-in for AI ... AI solutions deliver measurable business value. + **Risk & Compliance :** Partner with risk management and compliance ...& Compliance :** Partner with risk management and compliance teams to ensure all AI products adhere to… more
- JPMorgan Chase (New York, NY)
- …works in close partnership with paid media subject matter experts, Controls, Compliance , Legal and Sourcing. They ensure the solutions are delivered end-to-end, ... while ensuring responsible use of AI in compliance with internal policies, laws, and regulations, with regular progress updates being shared with senior leadership… more
- MUFG (New York, NY)
- …for market research and producing portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and ... to explain transaction structures to management + Knowledge of legal and compliance regulations and accounting rules pertinent to securitized lending + Good… more
- Citigroup (New York, NY)
- …update applicable scorecards, monitor limits, oversee data accuracy to ensure compliance with business and institutional guidelines. + Prepare drafts of credit ... system workflows. + Review servicer reports for collateral eligibility, covenant compliance , data integrity and Borrowing Base coverage. Note deteriorating asset… more
- Citigroup (Getzville, NY)
- …the EDO plays a critical role in ensuring the accuracy, reliability, and compliance of regulatory reports and in leveraging data analytics to drive business ... credit product, portfolio and risk management + Accountable for DQ review in compliance with WCR, EDO, industry and regulatory guidance with 95% accuracy rate.… more
- Citigroup (New York, NY)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- BMO Financial Group (New York, NY)
- …the complexity of transactions and related risks (credit, market, operational, legal/ compliance , etc.). + Balances the Bank's risk appetite with client needs ... support strategic recommendations to clients. + Considers risk, internal controls and compliance as part of day-to-day accountabilities and adheres to policies and… more
- Citigroup (New York, NY)
- …in treasury and finance, development teams, business analysts, quality assurance, compliance , and external vendors to ensure alignment and effective communication. + ... including senior leadership. Facilitate project meetings and drive decision-making. + ** Compliance & Governance:** Ensure all treasury projects adhere to internal… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more