- MUFG (New York, NY)
- …+ Maintain close working relationships with Front Office, Operations, Risk, Audit, Compliance and Regulatory departments to ensure needs and regulations are met. ... **Controls & Compliance ** + Ensure compliance with the Firm's internal risk and compliance requirements, controls and procedures including but not limited… more
- BlackRock (New York, NY)
- …will also work closely with other teams within BlackRock's Legal & Compliance department. **Responsibilities:** + Provide legal advice and counsel on matters related ... other regulatory documents and shareholder communications. + Collaborate with the compliance function, including the enhancement of internal policies and procedures… more
- The Estee Lauder Companies (New York, NY)
- …risk mitigation strategies, and crisis management protocols while ensuring compliance with international regulations and standards. The role requires strong ... levels to foster a security-conscious culture **Crisis/Incident Management & Compliance ** + Identify, assess, and mitigate physical, geopolitical, and operational… more
- Citigroup (Getzville, NY)
- …to lead in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead business analysis through ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …to lead in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead business analysis through ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- SMBC (New York, NY)
- …issues to the right stakeholders at the right time. + Partner with Compliance , Risk, Audit, and Technology teams to ensure program objectives align with regulatory ... regulatory and industry standards such as BCBS 239, GDPR, or OCC/SEC data compliance expectations. + Prior experience implementing data tools or platforms is a plus.… more
- BlackRock (New York, NY)
- …agreements. + Communicate regularly with business stakeholders regarding legal, compliance , and operational considerations. + Coordinate with external counsel on ... regulatory matters. + Collaborate with colleagues across BlackRock's Legal & Compliance department. Qualifications + Juris Doctor (JD) from a nationally recognized… more
- Citigroup (Getzville, NY)
- …for reviewing that the policy documents across the firm are in compliance with the minimum requirements of the Operational Risk Management team. **Responsibilities** ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (New York, NY)
- …and Cyber Security** **:** + Identify and assess risks related to compliance with privacy laws and regulations applicable to the financial services industry, ... state, and global laws related to data privacy, data security, and privacy compliance , including regulations and requirements, such as GDPR, CCPA/CPRA, etc. + Strong… more
- MUFG (New York, NY)
- …for market research and producing portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and ... to explain transaction structures to management + Knowledge of legal and compliance regulations and accounting rules pertinent to securitized lending + Good… more