- MUFG (New York, NY)
- …for market research and producing portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and ... to explain transaction structures to management + Knowledge of legal and compliance regulations and accounting rules pertinent to securitized lending + Good… more
- Citigroup (Getzville, NY)
- …and audit reviews at various levels, providing the necessary oversight to ensure compliance with all rules and standards. + Appropriately assess risk when business ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related functions in the financial services industry. +… more
- JPMorgan Chase (New York, NY)
- …in addition to product marketing teams, business management, legal, PR, media, compliance , sales, and other business functions. There will also be resources ... initiatives. + Commitment to maintaining the firm's high standards related to risk, compliance , and the Code of Conduct. + High level of independence, energy, and… more
- Citigroup (New York, NY)
- …reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Review and approve risk framework for Market Risk for risk-taking units Monitor compliance with risk limits/triggers. + Drive Projects to improve accuracy of Market… more
- MUFG (New York, NY)
- …instill and demonstrate sustained performance with performance management/reporting, compliance , issue/escalation management, and continuous improvement routines are ... goals + Conduct regular business reviews with key suppliers to ensure compliance with contract deliverables **Market Research & Analysis** + Provide full and… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... risk and controls issues, evaluate application adherence against it, and ensure strict compliance to the security of the applications. + Manage the Citi's technology… more
- MUFG (New York, NY)
- …Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- JPMorgan Chase (New York, NY)
- …media guidelines + Collaborate with key partners across risk, controls, legal and compliance to protect the firm and employees by adhering to regulatory and line ... with senior stakeholders across several departments including: banking, research, compliance , legal, technology, communications, marketing, and risk + Bachelor's… more
- Citigroup (Getzville, NY)
- …operations and end results + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep abreast of Citi's ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more