- Citigroup (Getzville, NY)
- …for reviewing that the policy documents across the firm are in compliance with the minimum requirements of the Operational Risk Management team. **Responsibilities** ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (New York, NY)
- …and Cyber Security** **:** + Identify and assess risks related to compliance with privacy laws and regulations applicable to the financial services industry, ... state, and global laws related to data privacy, data security, and privacy compliance , including regulations and requirements, such as GDPR, CCPA/CPRA, etc. + Strong… more
- MUFG (New York, NY)
- …for market research and producing portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and ... to explain transaction structures to management + Knowledge of legal and compliance regulations and accounting rules pertinent to securitized lending + Good… more
- Citigroup (Getzville, NY)
- …and audit reviews at various levels, providing the necessary oversight to ensure compliance with all rules and standards. + Appropriately assess risk when business ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (New York, NY)
- …in addition to product marketing teams, business management, legal, PR, media, compliance , sales, and other business functions. There will also be resources ... initiatives. + Commitment to maintaining the firm's high standards related to risk, compliance , and the Code of Conduct. + High level of independence, energy, and… more
- Citigroup (New York, NY)
- …reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Review and approve risk framework for Market Risk for risk-taking units Monitor compliance with risk limits/triggers. + Drive Projects to improve accuracy of Market… more
- MUFG (New York, NY)
- …instill and demonstrate sustained performance with performance management/reporting, compliance , issue/escalation management, and continuous improvement routines are ... goals + Conduct regular business reviews with key suppliers to ensure compliance with contract deliverables **Market Research & Analysis** + Provide full and… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... risk and controls issues, evaluate application adherence against it, and ensure strict compliance to the security of the applications. + Manage the Citi's technology… more
- Citigroup (New York, NY)
- …professionals + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …planning), with direct impact on financial outcomes. **Risk Management and Compliance ** + Appropriately assess risk in business decisions, demonstrating particular ... and safeguarding Citigroup, its clients, and assets. This includes driving compliance with applicable laws, rules, and regulations, adhering to Policy, applying… more