- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years commercial banking or relevant experience **Education:** +… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of experience + Knowledge of investments is required; banking and… more
- Citigroup (Getzville, NY)
- …Partnership** : Collaborate with Finance and Operations Risk & Control to ensure compliance with policies and standards. Partner with Balance Sheet Control and risk ... reporting for accurate and timely exception reporting. Work with the Front Office to ensure robust upstream data and processes. Promote consistency and common standards with Centralized Operations. * **Continuous Improvement** : Collaborate with Technology to… more
- Citigroup (New York, NY)
- …and/or quarterly financial memo reviews of existing borrowers to track compliance with loan covenants, raising potential concerns and taking necessary actions ... in partnership with other key stakeholders for the assigned portfolio * Direct and supervise the loan documentation process for both new transactions and amendments or modifications; including coordination with internal partners and/or outside legal counsel to… more
- JPMorgan Chase (New York, NY)
- …local and regional regulatory authorities (eg, plan remediation, testing requirements, compliance reporting) + Identify and deliver on opportunities to strengthen ... resiliency through scrutiny of plans, open communication and by driving solutions with team members and HR function owners + Promote the resiliency program by communicating policy or system changes clearly and concisely offering additional support, as needed +… more
- JPMorgan Chase (New York, NY)
- …Proven experience in drafting and negotiating complex legal documents. + Compliance with relevant licensing requirements for the jurisdiction. + Successful ... completion of a conflicts of interest clearance review. **Preferred Qualifications, Capabilities, and Skills:** + Experience in financial services or a related industry. + Strong writing skills and attention to detail. + Ability to work collaboratively in a… more
- Mizuho Corporate Bank (New York, NY)
- …Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any initiative impacting Operations. + ... Propose solutions to automate the daily Dashboard, working with the different IT teams in defining requirements, testing and implementation. + Manage a process review for Operations procedures, ensuring adherence with Mizuho policies. + Maintain mapping of all… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of experience + Requires in-depth understanding of how areas… more
- JPMorgan Chase (New York, NY)
- …market risks from a pricing and execution perspective, follow risk & compliance policies and procedures. + Providing education and marketing materials (including ... pitch books) for sales force and clients + Assisting the marketing effort of trade ideas + Contributing and participating in internal marketing forums (daily morning meeting) + Monitor and communicate business metrics to management on a periodic basis. + Help… more
- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Competencies: + Resilient, self-aware, humble, and execution focused. + Delivery focused with ability… more