- Citigroup (Getzville, NY)
- …successful execution of a large portfolio of programs and projects in compliance with Citi's Program and Project Management Procedure and Policy ensuring end-to-end ... governance. + Assist technology leads and project managers in managing a large portfolio of programs and projects + Enforce a culture of SDLC best practices across the technology group. Complete analysis weekly, monthly and quarterly to asses' areas of… more
- JPMorgan Chase (New York, NY)
- …ensure client meetings are properly prepared for in advance. + Ensure compliance with organization policies and applicable regulations, ad Hoc service requests as ... needed on behalf of the team/clients. **Required qualifications, capabilities, and skills:** + 5 plus years' experience in Financial Services industry + FINRA Series 7 and 66 licenses required + Bachelor's degree required + Proven ability to be a self-starter,… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …all corporate objectives are met within specified timelines and vital state of compliance is maintained. In addition, the position acts as a trusted advisor to ... senior management regarding Regulatory strategies/processes while developing organizational objectives and, importantly, understanding the impact of decisions across functional areas. As a strategic leader within the Regulatory Affairs organization the… more
- Citigroup (Getzville, NY)
- …excess category. + Own and maintain key risk reports, ensuring compliance with internal standards, operating guidelines for reporting of wholesale credit ... exposures. + Manage and maintain data integrity, ensuring accuracy and completeness for reporting purposes. + Report on the status of Corrective Action Plans and Issues to senior management and regulatory bodies. + Maintain meticulous attention to detail to… more
- BlackRock (New York, NY)
- …learning models, with integrated enterprise concerns. + Ensure the security and compliance of the platform. + Troubleshoot and resolve issues related to platform ... Your Rights poster and its supplement (https://www.dol.gov/sites/dolgov/files/OFCCP/regs/ compliance /posters/pdf/22-088\_EEOC\_KnowYourRights.pdf)** **and the** **pay transparency statement… more
- NBC Universal (New York, NY)
- …same + Monitor federal, state and local legal developments and advise on compliance + Represent Versant, including working with other Versant lawyers and outside ... counsel as appropriate, in mediations and litigation of employment claims + Advise on the employment-related aspects of acquisitions, dissolution and dispositions of businesses + Draft settlement and separation agreements, mediation briefs, and EEOC and/or… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of experience as a professional in investment banking with significant… more
- SMBC (New York, NY)
- …position in the market. + Understand external regulatory matters and internal compliance and policies and procedures; pro actively escalate operational risk loss ... events to management as necessary. + Delegate and review the work of junior members of the team and provide guidance and feedback. + Attend bank meetings, industry events, conferences and seminars in order to keep abreast of industry trends and developments… more
- Mizuho Corporate Bank (New York, NY)
- …+ Attend bank meetings, industry events, conferences, and seminars + Ensure compliance of all internal and external matters in accordance with banking regulations, ... bank policy and best practices + Perform other duties as required or assigned Requirements: + MBA, MS or LLM degrees with a strong quantitative background, or other relevant work experience + 7+ years' experience in Project Finance and 5+ years' credit… more