- Citigroup (New York, NY)
- …programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + Collaborate ... with internal teams (operations, legal, compliance , finance, sales, marketing) to ensure seamless service delivery and execution of client directives. + Monitor and… more
- Broadview FCU (Albany, NY)
- …partnership with a variety of business units to maintain a culture of compliance that reflects shared values, goals, and practices. Provide an independent risk ... as Data Steward for Risk, including responsibility for managing Governance Risk and Compliance (GRC) platforms and model validation. + Serve as a subject matter… more
- MUFG (New York, NY)
- …and API/File connectivity. Responsibilities include ensuring secure access and compliance with regulatory standards while managing fraud risks. The candidate ... roadmap to ensure measurable growth and development are achieved. + Actively ensures compliance with the Bank's Business Standards of Conduct and all Patriot Act,… more
- Citigroup (Queens, NY)
- …+ Complete and ensure timely submission for deliverables related to BU Compliance /Risk and Control and/or Management Information Systems related report as required ... improvement opportunities + Ensure operational controls and Manager's Control Assessment compliance + Appropriately assess risk when business decisions are made,… more
- MUFG (New York, NY)
- …vendor integrations, enabling rapid troubleshooting, process improvements, and regulatory compliance without writing code. Strong analytical skills, back office ... unsettled amounts and implement corrective actions that preserve liquidity and regulatory compliance . + **Vendor & Master‑Data Coordination** + Act as the primary… more
- MUFG (New York, NY)
- …validation activities (may occur outside of business hours). + Actively ensures compliance with the Bank's Business Standards of Conduct and all Patriot Act, ... and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all requisite corporate and… more
- MUFG (New York, NY)
- …roadmap to ensure measurable growth and development are achieved. + Actively ensures compliance with the Bank's Business Standards of Conduct and all Patriot Act, ... and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all requisite corporate and… more
- Citigroup (New York, NY)
- …and policy enforcement across cloud platforms + Collaborate with security, compliance and other teams to integrate data governance requirements into database ... and external stakeholders and provide direction for all firm mandated controls and compliance initiatives, all projects within the group and in creating a technology… more
- Citigroup (New York, NY)
- …remediation workflows to drive efficiencies, enable self-service capabilities in compliance with Enterprise policies and Global Privacy regulations. Key ... with key stakeholders, including Data Owners, Technology, Enterprise Data, Privacy, Compliance and Legal teams to capture requirements for Records Management use… more
- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more