- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... and internal and external investigations, as well as testing and audit . + Designing and lead compliance and control reviews. + Partnering with other ICRM teams… more
- American Express (New York, NY)
- …policies and programs and appropriate for the business activities and inherent compliance risks. + Support regulatory examinations, internal audit reviews, ... well under pressure, meet deadlines, and adapt easily to change + Compliance , audit , legal experience, or equivalent work experience + Certifications in … more
- HSBC (New York, NY)
- …Relationship Management (RM), the business, and Wholesale Credit and Market Risk (WMR), the Vice President ( VP ) will participate fully in the collective ... risk and undertake ad hoc projects as requested. The Vice President , ICG Credit Risk Management will...be responsible for ensuring appropriate documenting of all legal, compliance and credit risks per guidelines and approvals. The… more
- BlackRock (New York, NY)
- …with strategic business goals and user needs. + Champion platform governance, ensuring compliance with audit , privacy, and InfoSec standards. + Partner with ... effectively. + Familiarity with change management, configuration drift management, and compliance frameworks. + Excellent communication skills, with the ability to… more
- Unity Technologies (New York, NY)
- **New York, NY, USA** ** Vice President , Corporate Legal** Location New York, NY, USA Department Legal Requisition ID JOBREQ-2514583 **Role description** **The ... opportunity** Unity is looking for a Vice President , Corporate and Securities to join...executive compensation, stock administration, and public company reporting and compliance , including: + Lead Unity's public company compliance… more
- Citigroup (New York, NY)
- …problem solving and excellent oral/written communication skills (Regulatory, Risk, Internal Audit or Compliance background a plus) + Business, Management, ... (Excel, Word, PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management/coordination, and issue management/ resolution **Job Family… more
- Penguin Random House (New York, NY)
- Vice President , Director of Finance and Business Strategy (Hybrid) Do you want to shape the future of children's publishing through strategic leadership and ... visionary finance leader to step into the role of Vice President , Director of Finance and Business...financial trends with creative and operational decisions. + Ensures compliance with financial standards, policies, and audit … more
- MUFG (New York, NY)
- …distribution + Maintain close working relationships with Front Office, Operations, Risk, Audit , Compliance and Regulatory departments to ensure needs and ... regulations are met. **Controls & Compliance ** + Ensure compliance with the Firm's internal risk and compliance requirements, controls and procedures… more
- Citigroup (New York, NY)
- **Overview:** We are seeking a highly motivated and detail-oriented Vice President to join our Structured Equity Financing team. The ideal candidate will possess ... tools. + Work closely with control functions, including Legal, Compliance , Market and Credit Risk, Audit , and...including Legal, Compliance , Market and Credit Risk, Audit , and Finance, to maintain appropriate governance and control… more
- Citigroup (New York, NY)
- …ad hoc projects as requested. **Responsibilities:** + The Business Associate Vice President supports the Global Head of Internal Audit -Legal, Compliance ... The Business Associate - Vice President is a mid-level position...Business Execution Manager on day-to-day operational activities within Internal Audit , reporting directly into the IA LCR Business Execution… more