- American Express (New York, NY)
- …impact in this role?** The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control ... and Standards (TPS) will lead efforts multiple integrated workstreams to enable compliance with the firm's Financial Crime Risk Management Policy and Standards. This… more
- University of Rochester (Rochester, NY)
- …that enable research involving human subjects, sustaining safety and compliance while advancing knowledge. **ESSENTIAL FUNCTIONS** + Reviewing protocols submitted ... for approval by IRB for completeness and compliance with the Office of Human Subject Protections (OHSP)...and liaising with the Office of Research Integrity, internal audit representatives, and various stakeholders to build a culture… more
- JPMorgan Chase (Brooklyn, NY)
- …required. + Minimum of 7 years of financial service experience in controls, audit , quality assurance, risk management, or compliance . + Proficient knowledge of ... stakeholder groups, including CIB business units, other Lines of Business, and Compliance , to deliver a robust ABC governance framework. Your role involves… more
- Mizuho Corporate Bank (New York, NY)
- …for management providing updates on the operations controls, initiatives, procedures, audit findings, operational incidents and any relevant information related to ... Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any initiative impacting Operations. +… more
- Citigroup (Getzville, NY)
- …UAT, to ensure delivered solutions meet business goals. + Support regulatory and audit reviews at various levels, providing the necessary oversight to ensure ... compliance with all rules and standards. + Appropriately assess...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MUFG (New York, NY)
- …Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...requests from FLoD Control Office, SLoD, TLoD (ie Internal Audit ); + Attend appropriate training & support on a… more
- JPMorgan Chase (New York, NY)
- …and Compliance :** Act as the primary liaison for controls functions, managing audit and control requests to ensure compliance with policies and procedures, ... while providing strategic and transformational insights. + **Develop Organizational Engagement Strategy:** Create and execute an organizational engagement strategy, including the development of town hall content, event planning, and talking points to foster… more
- Stony Brook University (Stony Brook, NY)
- …Compliance and Privacy (DCRCP) is responsible for collaborating with the Office of Research Compliance , Office of the Vice President of Research, Vice ... the Executive Governance Compliance Committee and the Compliance and Audit Committee of the Governing...Privacy personnel, Office of Sponsored Programs, and Office of Vice President of Research. + The DCRCP… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President , General Counsel for developing, executing, and enforcing the Global ... as a statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas… more
- WellLife Network (Smithtown, NY)
- …$72.00 Salary/year Assistant VP of Clinical Services Position Summary: The Assistant Vice President (AVP) for Clinical Services will be responsible for the ... Assistant VP Clinical Services Job Details Job Location Smithtown...+ Financial Management and Data-Driven Decision Making + Regulatory Compliance and Audit Readiness + Staff Leadership… more