- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** Reporting to the VP , of Model Governance, this role requires an extensive understanding or background in model governance ... and enhancement of procedures and control frameworks to ensure regulatory compliance and effective model risk management. Design and automate controls execution… more
- Citigroup (Queens, NY)
- …technology, and front office business lines to develop and implement audit -style testing protocols to ensure the transparency and appropriateness of data ... Responsibilities + Support with exposures leads in developing and employing an " audit -style" approach to testing across Liquidity Risk, to provide the necessary… more
- Raymond James Financial, Inc. (New York, NY)
- Under limited direction with a high level of autonomy, the Vice President of RJF Risk Data & Analytics will support the technology, platforms, data and analytics ... this leader will regularly interact with federal and state regulators, Compliance , Audit , business unit executives, Raymond James enterprise technology… more
- Bloomberg (New York, NY)
- …build a best-in-class program + Someone who is operating at either a Senior Vice President or Director level/or equivalent at their current firm + Understanding ... decision making. The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience, and Internal Audit , to provide… more
- Broadview FCU (Albany, NY)
- …partnership with a variety of business units to maintain a culture of compliance that reflects shared values, goals, and practices. Provide an independent risk ... as Data Steward for Risk, including responsibility for managing Governance Risk and Compliance (GRC) platforms and model validation. + Serve as a subject matter… more
- Citigroup (New York, NY)
- …assisting in identification, measurement and reporting, data policy adoption and compliance , data controls framework performance and issue management process, and ... regulatory and audit response and action tracking. This role requires someone who is dynamic, flexible, and can easily respond to quickly changing needs. The… more
- MUFG (New York, NY)
- …ability to liaise across multiple functions including trading, risk, finance, compliance , and operations. **Key Responsibilities:** * Support the primary business ... trading desks. * Drive governance and ensure adherence to internal controls, audit , and regulatory standards. * Prepare and deliver performance reporting, KPIs, and… more
- American Express (New York, NY)
- …**About the Role:** This role is based in New York and will be supporting the Vice President of Global Financial Crime. This is a senior role in the department ... more broadly. **About the Team:** The Financial Crimes Internal Audit Team is part of the broader Internal ...both the design and operating effectiveness of financial crime compliance programs, while also offering insights to strengthen controls… more
- TD Bank (New York, NY)
- …positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing the impact of new ... groups:** TD Bank Group **Reports to:** T. Daris Isbell, VP , Head of US Tax **Position Summary** The Director...871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with… more
- Mizuho Corporate Bank (New York, NY)
- …the overseas arm of MHBK's Internal Audit Division (IAD). SUMMARY: The Risk Management Audit Team is looking for a VP level candidate to perform third line ... PRINCIPAL DUTIES AND RESPONSIBILITIES: The primary responsibilities of the VP - Model Validation include: - Provide independent third line...as SR 11-7 - Document third line work in compliance with the Internal Audit Manual. -… more