- Citigroup (Getzville, NY)
- …execution of Enterprise Risk Management Framework and adherence with Risk Management and Compliance + Policies. + Contribute to the oversight of the MCA program, ... issues with key stakeholders. + Participate in issue quality reviews ensuring compliance with Issue + Management Policy, Standards and Procedures + Develop… more
- Citigroup (New York, NY)
- …region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech ... information in a timely manner, and use that data to inform our business-as-usual operations and our risk analyses, whether for real-world needs or as part of our… more
- Citigroup (Getzville, NY)
- …region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech ... information in a timely manner, and use that data to inform our business-as-usual operations and our risk analyses, whether for real-world needs or as part of our… more
- BlackRock (New York, NY)
- …a team of product owners and analysts, collaborate with engineering and operations , and partner with business stakeholders to drive adoption, streamline workflows, ... strategic business goals and user needs. + Champion platform governance, ensuring compliance with audit, privacy, and InfoSec standards. + Partner with engineering… more
- American Express (New York, NY)
- …come from diverse backgrounds including internal controls, regulatory compliance , financial accounting, operational risk, technology, and data analytics. ... IAG has a Professional Practices group responsible for managing audit operations , quality and standards, regulatory relations, reporting, training and professional… more
- American Express (New York, NY)
- …Group, Financial Crimes Data Science and Analytics Center of Excellence, Technology, Operations , Model Risk Management, Business Line Compliance , and first-line ... impact in this role?** The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control… more
- Citigroup (New York, NY)
- …as well as the monitoring of the existing credit portfolio. + Ensure compliance with regulatory requirements and Citi's policies / guidelines at all times + ... of clients, ensuring the appropriate "Know Your Client" (KYC) and other compliance deliverables are met; + Identifies cross-sell opportunities to deepen and increase… more
- Citigroup (Getzville, NY)
- … Operations (NY/NJ), Financial Controllers (NY), Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit. ... which is responsible for executing daily controls to mitigate the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3), a Tier 2 US… more
- Citigroup (Getzville, NY)
- …for significant direct business results or authoritative advice regarding the operations of the business. **Responsibilities:** + Liaise with partners to lead ... in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead business analysis through collection,… more
- Citigroup (New York, NY)
- …Accountable for significant direct business results or authoritative advice regarding the operations of the business. We are looking for a self-starter who is ... to lead in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead business analysis through… more