- BlackRock (New York, NY)
- …and board materials. + Assist with fund formation, structuring, and ongoing operations . + Provide legal support for fund distribution and marketing through ... agreements. + Communicate regularly with business stakeholders regarding legal, compliance , and operational considerations. + Coordinate with external counsel on… more
- Citigroup (New York, NY)
- …Work closely with various functions, such as Business, Technology, Risk, and Compliance to ensure an efficient and safe automated market making system. Utilize ... professionals + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- MUFG (New York, NY)
- …and Cyber Security** **:** + Identify and assess risks related to compliance with privacy laws and regulations applicable to the financial services industry, ... state, and global laws related to data privacy, data security, and privacy compliance , including regulations and requirements, such as GDPR, CCPA/CPRA, etc. + Strong… more
- Citigroup (Getzville, NY)
- …to the overarching objectives of the bank, as it ensures the bank's operations are within defined risk appetite and helps maintain financial stability. The role ... and audit reviews at various levels, providing the necessary oversight to ensure compliance with all rules and standards. + Appropriately assess risk when business… more
- Citigroup (Getzville, NY)
- …transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is ... and mitigate risks v + Ensure satisfactory completion of daily project operations in backing of existing and new clients, including all regulatory requirements… more
- Citigroup (Getzville, NY)
- …transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is ... transaction processing related to Securities Clearance Settlement and Derivative Operations + Formulate procedures, techniques and contribute to the development… more
- Citigroup (Getzville, NY)
- **Objective** The Operations Regulatory Reporting group validates, monitors, & performs regulatory reporting. The AVP role is responsible for various regulatory ... of NY. This role will also take part in routine monitoring of Operations related regulatory capital charges and customer reserve requirement pertains to net capital… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Citigroup (New York, NY)
- …organizations and internal Citi teams (eg, Product Management, Client Solutions, Operations , Technology, Legal, Risk, Banking) to ensure seamless delivery and ... management solutions, and the broader Investor Services industry + Risk & Compliance : + Identify, own, escalate, and mitigate all risks (market, credit, operational,… more
- Citigroup (New York, NY)
- …the 2nd line risk management coverage of several businesses and operations within Global Equities. **Responsibilities:** Market Risk Management oversight of Global ... reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more