- Citigroup (New York, NY)
- …works closely with partners including Coverage teams, country Investor Services heads, Operations and Technology to jointly achieve key goals of the business. ... Operating Model across various hubs, partnering with various stakeholders including operations and technology to deliver a globally consistent service delivery and… more
- JPMorgan Chase (New York, NY)
- …infrastructure, counterparties and service providers, valuation processes, cyber security, compliance and regulatory issues + Reviewing and scoring responses to ... + Working collaboratively with control partners in governance, risk, compliance and internal audit + Representing the firm in...hedge funds and/or private funds) or working in the operations and / or audit departments of an asset… more
- Citigroup (New York, NY)
- …complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects ... and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML, Regional Business Risk, Regional COO and Sales Management +… more
- Citigroup (New York, NY)
- …complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects ... professionals. + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- Mizuho Corporate Bank (New York, NY)
- …for the preparation of regulatory filings for multiple entities under Mizuho US operations , reporting to Mizuho Americas CFO. This is a hybrid position. The selected ... regulatory reports across all entities under the Combined US Operations . Core Responsibilities: + Prepare or review daily/weekly/monthly/quarterly/annual and ad-hoc… more
- Citigroup (New York, NY)
- …assisting in identification, measurement and reporting, data policy adoption and compliance , data controls framework performance and issue management process, and ... + Partner with multiple teams across Sales; Product; Technology and Operations to implement relevant Data Governance policies and/or Data Risk and… more
- TD Bank (New York, NY)
- …overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment, ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more
- TD Bank (New York, NY)
- …coordinate with internal stakeholders, such as Credit, Business, Tax, Legal, Operations and Collateral Management, during the documentation process. + Provide timely ... Support internal initiatives related to documentation, process automation, and regulatory compliance . **Education & Experience:** + JD required, New York Bar… more
- Raymond James Financial, Inc. (New York, NY)
- …Trading Systems, Smart Order Routers, and CSA management. + Regulations and Compliance . + TCA and Data Analytics, network concepts, topologies, and technologies. + ... Principles of banking and finance and securities industry operations . **Skill in:** + Using technical/professional knowledge and interpersonal skills to obtain… more
- Citigroup (Getzville, NY)
- …region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more