- JPMorgan Chase (New York, NY)
- …across departments. + JD or educational equivalent required. + Compliance with relevant licensing requirements. **Preferred Qualifications, Capabilities, and ... millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase brands.… more
- MUFG (New York, NY)
- …to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile ... skills and an understanding of business and financial markets + Knowledge of corporate finance concepts and theories + Ability to analyze portfolio trends at a… more
- JPMorgan Chase (New York, NY)
- …serving, scoring, pre/post-processing, productionization, feedback capture and model governance (legal, compliance , risk). + Willingness to roll up your sleeves and ... millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase brands.… more
- JPMorgan Chase (New York, NY)
- …market changes and identify digitization opportunities. + Work with legal, compliance and control officers on implementation of deliveries. + Provide technical ... millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase brands.… more
- JPMorgan Chase (New York, NY)
- …collaborating closely with stakeholders and functional partners across Legal, Compliance , Finance, Technology, and Operations. + Design scalable and products ... millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase brands.… more
- Access: Supports For Living (Middletown, NY)
- …findings, and regulatory requests by stakeholders + Assist the Vice President Risk Management Quality and Compliance in ensuring quality related deliverables ... and monitor strategic projects managed by Quality Specialists and ancillary staff Corporate Compliance + Leads with direct oversight to the ASFL Network wide … more
- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our ... Compliance Department and work collaboratively with various Line of Business, Corporate Function, and Regionally aligned Compliance Conduct and Operational… more
- WMCHealth (Poughkeepsie, NY)
- …+ Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and ... Internal Applicant link Job Details: Job Summary: The Regional Manager, Compliance reports to the VP , Compliance in the implementation and evaluation of… more
- WMCHealth (Valhalla, NY)
- …+ Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and ... Internal Applicant link Job Details: Job Summary: The Director of Compliance reports to the VP , Compliance in the implementation and evaluation of… more
- Rochester Institute of Technology (Rochester, NY)
- **9315BR** **Position Title:** Director of Research Compliance **Organization:** VP for Research **Job Responsibilities:** + Oversee the Conflict of Interest ... of progressively advanced experience with the administration of university or corporate regulatory compliance , including externally sponsored academic research,… more