• Compliance Manager, Trade Surveillance - Portfolio…

    TD Bank (New York, NY)
    …improvement. Timely report on findings and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + ... needed, and effective check and challenge. Reporting to the Head of Surveillance Initiatives and Portfolio Management, the new...surveillance program ; and ensure that the Surveillance program is robust, adaptive, and aligned with global more
    TD Bank (09/21/25)
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