- SMBC (Jersey City, NJ)
- …+ Coordinates and supports interactions with Operational Risk, Enterprise Risk and Internal Audit , pertaining to processes, risks and controls. + Supports ... the Functions in the development of policies and procedures to enhance control environment. + Supports assessment of key metrics to ensure operational effectiveness, identify and implement Function-level metrics in coordination with Functional process and… more
- JPMorgan Chase (Jersey City, NJ)
- This is an opportunity to develop and execute annual audit plans for large scale technology audits, manage audit engagements, oversee and perform audit ... and participate in applicable control and governance forums. As a Technology Audit Manager within Chief Technology Office & Employee Platforms team, you will… more
- JPMorgan Chase (Jersey City, NJ)
- …to ensure all engagements are compliant with the Corporate TPO Program. + Supports internal and external audit RFIs relating to Vendor Management and Third Party ... + 5+ years of experience in a vendor or TPO oversight, risk/controls, or audit related role is required. + Recent experience in vendor portfolio management, delivery… more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking a Vice President of Financial Crime Compliance ("FCC") Testing. The ... Vice President will be responsible for the execution of the...testing engagements to validate the efficacy of regulatory compliance internal controls and processes. The candidate should have functional… more
- JPMorgan Chase (Jersey City, NJ)
- …and profitability, attract new clients and drive advisor productivity. **Job summary:** As the Vice President - Wealth Plan Planning Engine on the My JPM Plan ... Partner with risk control partners including Legal, Compliance, Risk, Audit to ensure compliance with internal and...Compliance, Risk, Audit to ensure compliance with internal and industry regulations + Familiarize and get closely… more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Role Description** SMBC Bank is seeking a highly skilled Vice President , Quantitative Credit Modeling to join our dynamic team in ... to ensure rigorous testing, well-documented methodologies, and compliance with internal and regulatory standards. + Perform ongoing model monitoring, back-testing,… more
- JPMorgan Chase (Jersey City, NJ)
- …function control environment, mitigation strategies and emerging risk. + Review internal and external Operational Risk events for opportunities to implement new ... capital markets or their control functions such as risk management, compliance, or audit + Expertise in financial services products - eg Investment (fixed income,… more
- JPMorgan Chase (Jersey City, NJ)
- …level bank employees in Legal, Human Resources, Employee Relations, Compliance, and/or Audit throughout the course of any investigation. This position requires the ... Responsibilities:** + Be Responsible for leading investigations specific to internal fraud, insider trading, securities violations, antitrust, anti-corruption, Sarbanes-Oxley,… more
- JPMorgan Chase (Jersey City, NJ)
- …organization and the globe including product, technology, operations, legal, risk, compliance and audit + Owns the end to end execution of projects and priorities ... according to plan, while solving problems and issues that arise + Engages internal and external partners/clients in order to fully understand the needs and… more
- MUFG (Jersey City, NJ)
- …**** **Governance & Compliance** + Ensure reporting outputs comply with internal risk policies, procedures, and regulatory expectations, including BCBS 239 ... documentation for reporting processes and support periodic review and audit requests. **Qualifications:** + Expert-level proficiency in Tableau, including advanced… more