- Citigroup (New York, NY)
- …E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. + Design, deliver, and maintain Market's ... + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to… more
- American Express (New York, NY)
- …of second line of business compliance officer teams and report to the Senior Vice President of US Consumer Compliance. The successful candidate will lead ... act as delegate in broader meetings for the Senior Vice President of US Consumer Compliance as...activities and inherent compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing,… more
- HSBC (New York, NY)
- Assistant Vice President (AVP) in Markets & Securities Services (MSS) Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, ... and the planet we all share. As an Assistant Vice President (AVP) in Markets & Securities...other Risk partners and other functional areas, such as Internal Audit , to collaborate on compliance solutions… more
- American Express (New York, NY)
- …through a combination of monitoring and testing activities. We are seeking a dynamic Vice President in the Deputy Compliance Office within the GC&E to lead ... to confirm timely closure. * Support interactions with regulators and internal audit during reviews and exams, presenting testing results and methodologies with… more
- Publicis Groupe (New York, NY)
- …and building internal operational processes throughout the account. The Operations Vice President will also be responsible for monitoring and enhancing a ... marketing, and sociology, psychology, and other liberal arts disciplines. **Overview** The Operations Vice President is an integral role within the Spark Foundry… more
- HSBC (New York, NY)
- Vice President , Hedge Fund Credit Approval Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 7 ... our communities, and the planet we all share. The Vice President , Hedge Fund Credit Approval manages... internal control standards, including timely implementation of internal and external audit points together with… more
- State of New York Mortgage Agency (New York, NY)
- …Planning, Accounting and Treasury Services, Facilities and Building Management Services, Internal Audit , Project Management and Information Technology Services. ... and coordinate HCR's wide array of support services. Job Summary: The Vice President supervises a team of procurement and contracting staff and oversees the… more
- The Estee Lauder Companies (New York, NY)
- …proposals, stakeholder engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & ... including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage… more
- Citigroup (Getzville, NY)
- …and adjustments ** Internal and Regulatory Exam, Change Management:** + Manage internal and regulatory inquiries, Internal Audit and regulatory exam ... as the primary for coverage portfolios, back up teammates on others + Collaborate in regulatory change management with RRIO, Risk, Finance from interpretation to implementation + Effectively communicate and coordinate implementation, act as R&A SME to support… more
- Citigroup (Getzville, NY)
- …Management and is reporting to the Head of Resource Management. The Assistant Vice President of Finance CAO's Position Management Execution team will be ... Controls:** Assist in ensuring that all headcount execution activities comply with internal controls, audit requirements, and external regulatory standards. +… more