- JPMorgan Chase (Brooklyn, NY)
- …efficiency and mitigate operational risks + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, ... alternative asset classes. As a Private Equity Fund Admin VP within our client administration team, you will manage...releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in… more
- SMBC (New York, NY)
- …right stakeholders at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align with regulatory expectations ... and internal control standards. + Lead the coordination and execution...execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
- Citigroup (Getzville, NY)
- …MQA, Market Risk, and Finance + Implement processes for the effective internal Data Management controls by monitoring business data quality reports with associated ... impact on topics including issue resolution and controls as a consultant or internal change group + Knowledge of global markets trading products (Fixed Income,… more
- Citigroup (New York, NY)
- …data controls framework performance and issue management process, and regulatory and audit response and action tracking. This role requires someone who is dynamic, ... + Assist with Volcker Metrics production, review, and distribution for internal consumption and regulatory reporting + Coordination of regulatory Volcker narrative… more
- Citigroup (Getzville, NY)
- …data controls framework performance and issue management process, and regulatory and audit response and action tracking. This role requires someone who is dynamic, ... Skills** Constructive Debate, Data Governance, Data Management, Data Quality, Internal Controls, Management Reporting, Policy and Procedure, Program Management, Risk… more
- Wells Fargo (New York, NY)
- …and COO teams as well as other support functions (eg, Compliance, Testing, Audit , Risk, Operations, Technology, Legal, and Human Resources). Their goal will be to ... Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the… more
- MUFG (New York, NY)
- …+ Maintain close working relationships with Front Office, Operations, Risk, Audit , Compliance and Regulatory departments to ensure needs and regulations are ... met. **Controls & Compliance** + Ensure compliance with the Firm's internal risk and compliance requirements, controls and procedures including but not limited to: +… more
- Fannie Mae (New York, NY)
- …proactive management of operational risk, collaboration with Enterprise Risk Management (ERM) and Internal Audit , and business level reporting of both status and ... proactive management of operational risk, collaboration with Enterprise Risk Management (ERM) and Internal Audit , the ability to strategize on best practices in… more
- State of New York Mortgage Agency (New York, NY)
- …direct, and coordinate HCR's wide array of support services. Job Summary: Under supervision of VP Internal Audit or his/her designee, audit and evaluate ... Planning, Accounting and Treasury Services, Facilities and Building Management Services, Internal Audit , Project Management and Information Technology Services.… more
- Citigroup (New York, NY)
- …management, front line, second line (including independent risk, finance, HR, and Legal), Internal Audit to obtain information / documentation to respond to ... involvement of relevant internal stakeholders such as Technology and Internal Audit on the development of Corrective Action Plans and associated target… more