- MUFG (Tempe, AZ)
- …Support the business unit in compiling, preparing, and providing responses to internal Audit functions, and to external regulatory agencies. Maintain tracking, ... for moderate to high-risk individuals and entities, to ensure compliance with the Bank Secrecy Act and the USA...+ Experience with preparing and providing effective responses to Internal Audit and Regulator inquiries + Strong… more
- American Express (Phoenix, AZ)
- …impact in this role?** The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control ... and Standards (TPS) will lead efforts multiple integrated workstreams to enable compliance with the firm's Financial Crime Risk Management Policy and Standards. This… more
- MUFG (Tempe, AZ)
- …+ Managing a database activity monitoring (DAM) platform for security and audit compliance , including policy creation, event and trend analysis, performance ... Serve as a trusted partner to business, operations, development, risk and compliance teams providing database security subject matter expert (SME) guidance and… more
- MUFG (Tempe, AZ)
- …American). + Interface with second line of defense (SLOD) review and challenge and Internal Audit . + Primary TPRM support partner for Subject Matter Experts ... to in the execution of the program throughout the full TPRM Lifecycle. + Compliance with applicable rules and guidance impacting the TPRM program including OCC, FBR,… more
- MUFG (Tempe, AZ)
- …+ Interface with second line of defense (SLOD) review and challenge and Internal Audit . + Responsible for addressing, documenting and escalating Trigger Events ... necessary. + Awareness of corporate insurance requirements for third parties + Compliance with applicable rules and guidance impacting the TPRM program including… more
- MUFG (Tempe, AZ)
- …to better meet evolving business and regulatory needs. **** **Governance & Compliance ** + Ensure reporting outputs comply with internal risk policies, ... documentation for reporting processes and support periodic review and audit requests. **Qualifications:** + Expert-level proficiency in Tableau, including advanced… more
- MUFG (Tempe, AZ)
- … programs (Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption), business functions, Internal Audit , Compliance Testing, and Regulatory Exam ... of MUFG Bank, Ltd. ("GFCD") will report to the Vice President , GFCD Issues Management ("IM") Reporting..., GFCD Issues Management ("IM") Reporting & Analysis Team (" VP "). The AVP will support the VP … more
- MUFG (Tempe, AZ)
- …with the MUFG financial crimes compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop an understanding of ... of MUFG Bank, Ltd. ("GFCD") will report to the Vice President , GFCD Issues Management ("IM") Reporting..., GFCD Issues Management ("IM") Reporting & Analysis Team (" VP "). The Analyst will support the VP … more
- MUFG (Tempe, AZ)
- …business risks, regulatory requirements, and internal policies. . Collaborate with compliance , legal, and audit teams to ensure control frameworks support ... efficiency of internal controls; and identifying issues resulting from internal and/or external compliance examinations especially in cloud environments. .… more
- MUFG (Tempe, AZ)
- …to determine if issues identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated + Work with ... and/or operational risk management, (includes operations, operational risk management, compliance , audit , and third-party risk management within technology… more