- Citigroup (New York, NY)
- …client/industry performance, financial trends, and collateral characteristics. + Propose internal risk ratings, update applicable scorecards, monitor limits, oversee ... data accuracy to ensure compliance with business and institutional guidelines. + Prepare drafts...Underwriters and submit for approval by Risk constituents via internal processes and system workflows. + Review servicer reports… more
- The Estee Lauder Companies (New York, NY)
- …proposals, stakeholder engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & ... office, including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and board… more
- Citigroup (Getzville, NY)
- …Recommends Corrective Action Plans (CAPs) and / or Risk Exceptions (REs). + Support Internal Audit reviews and/or internal Control reviews. + Assists with ... Data modeling and workflow mapping. + 2+ years experience working with internal /external audit /regulatory groups is preferred. + Advanced project management,… more
- Cytel (Albany, NY)
- …completion with proactive risk identification and resolution. + Maintain a robust internal control environment, including compliance with **SOX** or equivalent ... ledger, accounts payable/receivable, payroll, fixed assets, and intercompany transactions. + Ensure compliance with **U.S. GAAP** , as well as local statutory and… more
- Mizuho Corporate Bank (New York, NY)
- …with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any initiative impacting Operations. + Propose ... for management providing updates on the operations controls, initiatives, procedures, audit findings, operational incidents and any relevant information related to… more
- JPMorgan Chase (New York, NY)
- …team **Required qualifications, capabilities and skills** + 10+ years consumer regulatory compliance , supervision, controls, risk or audit experience + Minimum ... in the review and approval of marketing, advertising, social media and other internal and external communications. You will help ensure regulatory and the firm's… more
- Citigroup (Getzville, NY)
- …adherence; review of new business initiatives; Issue and incident governance; internal and external audit preparation and facilitation. **Responsibilities:** + ... escalate, and manage risk exposures across Risk Categories (Operational Compliance , Strategic, Reputational, etc), including material, emerging and concentration… more
- Citigroup (Getzville, NY)
- …and adjustments ** Internal and Regulatory Exam, Change Management:** + Manage internal and regulatory inquiries, Internal Audit and regulatory exam ... a critical role in ensuring the accuracy, reliability, and compliance of regulatory reports and in leveraging data analytics...and risk management + Accountable for DQ review in compliance with WCR, EDO, industry and regulatory guidance with… more
- Citigroup (Queens, NY)
- …: + Minimum of 6-10 years of experience in operational risk management, compliance , audit , or other control-related functions in the financial services industry. ... controls reporting standards and procedures to ensure their effectiveness and compliance with regulatory requirements. + Support regular updates to senior management… more
- Datavant (Albany, NY)
- …development and execution of regional or functional privacy audits in partnership with the Internal Audit and Compliance teams. + Collaborate with business ... business zones, serving as the primary liaison between the Vice President ofPrivacy Analysts. This role is... integration in technology environments. + Experience collaborating with internal audit or regulatory compliance … more