- American Express (New York, NY)
- …embedding innovation, operational excellence, and strategic foresight into everything we do. As Vice President & Senior Counsel - Legal Risk, Central Support & ... and maintaining momentum across initiatives. **Program Oversight & Execution** + Lead cross-functional initiatives that strengthen legal governance, internal … more
- TD Bank (New York, NY)
- …Professional designation (MBA, CFA, or CPA) would be an asset. The VP , Specialized Finance Manager, TDS provides seasoned specialized knowledge, advice and/or ... or knowledge resource for others in their own area + Interprets internal /external business challenges and the industry environment, recommends course of action and… more
- TD Bank (New York, NY)
- …Management, the new hire will be responsible for working with the team lead and key stakeholders to: maintain TDS' compliance surveillance framework; manage large ... focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more
- TD Bank (New York, NY)
- …is a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to… more
- HSBC (Buffalo, NY)
- …a complex global environment + Experience of working with Operational Risk, Internal and External Audit + Excellent business writing, communication, presentation ... VP , Strategic Risk Steward Brand: HSBC Area of...working effectively + Support in providing insights from the internal and external environment on the risk and control… more
- Broadview FCU (Albany, NY)
- …one or more certifications in the following focus areas: Enterprise Risk Management, Internal Audit , and/or Internal Controls. + Advanced quantitative ... organization to enable risk effective prioritization. + In partnership with internal business owners, lead the development of key risk indicators (KRIs) and risk… more
- American Express (New York, NY)
- …the business activities and inherent compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing, and related ... technology engineering, architecture, and infrastructure for external customers and internal colleagues, in addition to enterprise data governance and platforms… more
- American Express (New York, NY)
- …is based in New York City, Salt Lake City, or Phoenix and reports to the Vice President , Audit Leader of IAG's Global Compliance team. The ideal candidate ... us define the future of American Express. About the Internal Audit Group at American Express Our...Audit Plan with adequate coverage + Support and/or lead regulatory activities and attend regulatory meetings as appropriate… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit ... significantly as we continue to expand and enhance the Internal Audit Group. Our assurance and risk...York, Phoenix, or Sandy and will be supporting the Vice President of Corporate Services and Enterprise… more
- Synchrony (New York, NY)
- …At Synchrony, we're here to help you realize your unique ambitions. As an **Associate Vice President , Audit Manager,** you'll play an integral part of ... the direction and focus of the Finance and Platforms Internal Audit Team through active engagement in...monitoring processes + Draft audit plans, develop audit tests, and lead audit … more
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