• VP , Investment Compliance Manager

    Aflac (New York, NY)
    …and document compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate on matters relating to the firm's ... VP , Investment Compliance Manager The Company:...and Japan Insurance Industry Regulations as they pertain to investment management + Understanding of US, Japan… more
    Aflac (10/24/25)
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  • Investment Banking VP - Insurance…

    Raymond James Financial, Inc. (New York, NY)
    …information and decisions. Take responsibility for developing and delivering the organization's risk management and/or risk control policies and procedures. ... responsibility for developing and delivering an important part of the organization's investment policy. Also responsible for maximizing the value of investments by… more
    Raymond James Financial, Inc. (09/18/25)
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  • VP - Non-Financial Risk (Reporting)

    Mizuho Corporate Bank (New York, NY)
    VP - Non-Financial Risk (Reporting) Americas...as a 2nd line of defense organization, provides common risk management oversight and services to all ... well as meeting regulatory expectations and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational ...across the enterprise. We are looking for an experienced VP to join our team to further enhance the… more
    Mizuho Corporate Bank (09/24/25)
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  • VP , Global Control Room - Initiatives…

    TD Bank (New York, NY)
    …this role. **Job Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio ... Compliance Control Room. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in the Global Control… more
    TD Bank (09/20/25)
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  • Associate/ VP - Tech, Media and Telecom…

    Huntington National Bank (New York, NY)
    …result of the TMT team's robust growth, it is seeking to add an Associate / Vice President - Portfolio Manager who is capable of leading and supporting the ... 10x over the last 4 years. The Associate / Vice President - Portfolio Manager will successfully...vertical forward through concise and thorough underwriting and portfolio management , while also assisting in the coaching and development… more
    Huntington National Bank (09/18/25)
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  • VP , Senior Sales Manager - Consumer

    HSBC (New York, NY)
    …Chemicals (ETC), Healthcare, Technology/Media/Telecoms (TMT), and Diversified Industrials (DIG). As our Vice President , Senior Sales Manager you will: + Work in ... VP , Senior Sales Manager - Consumer Brand: HSBC...facing management roles, demonstrating an understanding of risk management , structures, credit, products, processes, in… more
    HSBC (10/25/25)
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  • VP Compliance Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …Surveillance programs. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in surveillance, change ... reporting on the state of Surveillance program to the Board, senior management , and regulators, as needed, and effective check and challenge. Reporting to… more
    TD Bank (10/12/25)
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  • VP , Financial Consultant - New York, NY…

    Charles Schwab (New York, NY)
    …Retirement Planning, Education Planning, Investment Management , Banking & Lending Management , Insurance & Risk Management , and Estate Planning + ... or incentive opportunities. Click the link below to review our Investment Professionals' incentive structure.** Investment Professionals' Compensation | Charles… more
    Charles Schwab (10/30/25)
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  • VP , Control Office Program…

    SMBC (New York, NY)
    …programs and initiatives within the control office, helping to oversee effective governance, risk management , and compliance across the organization. + Program ... experienced program manager to join our team. The Program Management and Documentation VP will be responsible...Work closely with cross-functional teams, including front office, compliance, risk management , operations, and IT, to gather… more
    SMBC (08/14/25)
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  • VP /Director, Aviation Finance Origination

    MUFG (New York, NY)
    …for special projects or ad-hoc assignments as required and lead Global Aviation internal initiatives. RISK MANAGEMENT + Contribute to a strong risk culture + ... team will provide more details. **Job Summary:** This new VP /Director level position offers a strong growth opportunity in...Conduct Due Diligence, Credit Underwriting and Risk Management . Coordination and collaboration with Credit/… more
    MUFG (10/19/25)
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