- JPMorgan Chase (New York, NY)
- …across multiple lines of business and regions. **Job responsibilities** + Collaborate with Compliance and Legal teams in order to help ensure adherence to ... assets under management of $1.4 trillion. JP Morgan Private Bank has been helping the world's wealthiest individuals, families,...Ability to work in close partnership with colleagues in Compliance , Legal , Risk, Controls and the business… more
- MUFG (New York, NY)
- …skills with ability to explain transaction structures to management + Knowledge of legal and compliance regulations and accounting rules pertinent to securitized ... and timely ratings to management + Conduct due diligence and attend bank /customer meetings as required + Coordinate and communicate critical account information… more
- MUFG (New York, NY)
- …strong team contributor and partner extensively with Treasury, Finance, Operations, Legal and Business colleagues, in close collaboration with other global entities ... Intraday monitoring, collateral management, cash flow forecasting, stress testing, and compliance with ALM guidelines. **Job Requirements** + 5+ years of experience… more
- TD Bank (New York, NY)
- …New York Office TD Securities is seeking a highly skilled and technology proficient Vice President to join its US Wholesale Controllers group within US Finance ... you more specific details for this role. **Job Description:** **Position Title:** VP , US Finance, US wholesale corporate accounting **Business Unit:** TD Securities… more
- TD Bank (New York, NY)
- …, legal , and business functions. _*General Job Description:_ The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... and other business units within TD Securities and TD Bank as needed. + Work closely with the Conflicts...reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex conflict… more
- TD Bank (New York, NY)
- …matters related to trading documentation. **Depth & Scope:** + Ensures that the Bank is sufficiently protected from legal , risk, and operational perspectives in ... high internal visibility at the senior executive level. The VP , Global Markets Documentation is responsible for providing best-of-class...all such trading documents and other legal documentation between the Bank and its… more
- TD Bank (New York, NY)
- …Banking Value Creation Plan, a high impact and strategically significant project for TD Bank which impacts three segments (CBB, AMCB, and TDS). This role will be ... teams **Skills, Education & Experience** + Knowledge of the Bank 's financial reporting systems (eg Hyperion, FRS, PSGL), MS...(MBA, CFA, or CPA) would be an asset. The VP , Specialized Finance Manager, TDS provides seasoned specialized knowledge,… more
- TD Bank (New York, NY)
- …Account Control Agreements, Custody Agreements). The position must ensure that the Bank is sufficiently protected from legal , risk, and operational perspectives ... in all such trading documents and other legal documentation between the Bank and its...internal initiatives related to documentation, process automation, and regulatory compliance . **Education & Experience:** + JD required, New York… more
- Mizuho Corporate Bank (New York, NY)
- …in completing the annual review plan by conducting independent credit reviews to ensure compliance with Bank policies and procedures as well as adherence with ... risk evaluation through the various business units of the bank & its subsidiaries and the compliance ...and regulations in accordance with the directives of Americas Legal & Compliance Department (ALCD) and in… more
- Banc of California (New York, NY)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP Fund Finance, Client Manager will be a key… more