- TD Bank (New York, NY)
- …groups as appropriate. + Prepare and recommend high quality credit submissions. The Vice President CIB Credit, TD Securities is primarily accountable for ... and leveraged finance banking skills necessary to be successful in the industry. Vice Presidents - CIB Credit lead corporate and leveraged banking transactions and… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our team in ... trading systems and market structure preferred + Significant experience in providing legal , regulatory or compliance advice to Equity Sales & Trading Businesses +… more
- JPMorgan Chase (New York, NY)
- …and inspiring confidence through expert leadership and innovative solutions. As an Vice President Control Manager within the Chief Analytics Office (CAO), ... and meetings + Partner with Line of Defense Partners ( Legal , Compliance, Op Risk, and Audit) to understand their...provide immigration sponsorship or take over sponsorship of an employment visa at this time (including but not limited… more
- JPMorgan Chase (New York, NY)
- Join our dynamic team as a Vice President of Product Delivery for the JP Morgan Wealth Management - Wealth Engagement team, where you will play a leadership role ... including but not limited to design, engineering, data and analytics, marketing, legal , risk, controls, compliance, etc + Excellent written and verbal presentation… more
- BMO Financial Group (New York, NY)
- …and advisory services to clients around the world. #bmocapitalmarkets **MANDATE** The VP , Capital Markets Conduct Risk Management, is a member of the Regulatory ... responsible for overseeing Capital Markets conduct risk framework and related activities. The VP is also accountable for helping to promote an inherent culture of… more
- TD Bank (New York, NY)
- …this role. **Job Description:** We're looking for a technically skilled and business-savvy VP to join our Equities Client Strategy & Analytics / Front Office Global ... that transform complex, siloed data into actionable insights. The VP Trading Business Management TDS is responsible to provide...works with management / control function partners (eg Risk, Legal , Compliance, AML and Audit) to assess risks, develop… more
- MUFG (New York, NY)
- …ranging from macroeconomic and relative value themes, to asset & liability management. VP Rates Sales will work with teammates to provide coverage to specific ... the trade + On-board clients in coordination with the firm's credit, legal , compliance, and operations teams + Mentor and develop junior salespeople **Requirements**… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head ... risk reporting and board reporting packages. + Provide ORM coordination with the various legal entities: + Serve as an operational risk central point of contact +… more
- The Estee Lauder Companies (New York, NY)
- …between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and disclosure obligations (10-Ks, 10-Qs, 8-Ks, ... records and regulatory filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage departmental budget, board-related… more
- BlackRock (New York, NY)
- …other pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Legal team works with business teams to develop investment management ... products and business solutions that comply with the numerous legal and regulatory requirements to which BlackRock is subject and to deploy capital managed on behalf… more