- MUFG (Tampa, FL)
- …will provide more details. **Job Summary:** The Data & Financial Operations Governance VP will support the Chief Data & Financial Operations (CDFO) management team ... in preparing, tracking, facilitating, and executing Third-Party Risk Management (TPRM) governance activities with our business partners and Third-Party Risk … more
- Citigroup (Tampa, FL)
- …standards **Qualifications** : + Minimum of 5-8 years of experience in operational risk management, compliance, audit, or other control-related functions in ... + Management Policy, Standards and Procedures + Develop standardized risk and controls reporting to ensure sound,...readiness for reviews and examinations by Internal Audit, Compliance Risk , Operational Risk , and Independent… more
- Citigroup (Tampa, FL)
- …ensuring these are well understood and adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for Operational ... of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with...Skills** Credible Challenge, Data Analysis, Laws and Regulations, Management Reporting , Policy and Procedure, Referral and Escalation, Risk… more
- MUFG (Tampa, FL)
- …governance materials as needed **Qualifications:** + 6 plus years of experience in operational risk management, (Includes operations, operational risk ... test scripts + Understanding of the regulatory environment and regulations related to operational risk , and Office of the Comptroller of the Currency (OCC)… more
- Citigroup (Tampa, FL)
- …activities thus improving identification and remediation of significant control issues and operational risk events in a timely manner. **Responsibilities** : + ... maintain these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance, audit, or other control-related functions in… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This includes supporting ... the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. + Develop and execute robust… more
- Citigroup (Tampa, FL)
- …Thinking, Communication, Constructive Debate, Controls Lifecycle, Issue Management, Management Reporting , Policy and Procedure, Risk Management, Root Cause ... : + Manage internal and external audit requests and deliverables for Model Risk . + Assist in the coordination and comprehensive management of issues with key… more
- MUFG (Tampa, FL)
- …Dealer, Finance, Treasury and or risk management + Strong knowledge of Operational Risk Management Programs and frameworks including (but not limited to): ... Third-Party Management and will be principally engaged in execution of the Third-Party Risk (TPRM) Management oversight of the highest risk -rated third parties… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- As the Vice President , Sanctions Officer, you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to ... adherence to OFAC and international sanctions regulations and driving proactive risk -based initiatives to protect the firm from legal, regulatory, and reputational… more
- CDM Smith (Sarasota, FL)
- …of financial actions. **Job Title:** Chief Financial Officer (CFO), Executive Vice President **Group:** COR **Employment Type:** Regular **Minimum ... and relevant advice. * Advises the CEO and Board on financial planning, risk management, and capital structure. * Develops and evaluates short- and long-term… more