- TD Bank (New York, NY)
- …conducting quality assurance of alert disposition, reporting on the state of Surveillance program to the Board, senior management , and regulators, as needed, and ... compliance by developing and maintaining a comprehensive Trade Surveillance program , including identifying emerging risks, regulatory developments related to… more
- MUFG (New York, NY)
- …opportunity in the Aviation Group of MUFG ("GAFO"), one of the leading financial institutions in the sector. The VP /Director will originate, distribute, and ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...to the Head of Origination for the Americas, the VP /Director will be responsible for identifying and marketing new… more
- TD Bank (New York, NY)
- …role. **Job Description:** **Preferred Qualifications** **Job Summary** **:** **The** ** VP Technology Solutions** **for** **Trade** **Surveillance** **will lead the ... ensuring the solutions supports both regulatory obligations and business growth.** ** VP Technology Solutions will work closely with both business and technology… more
- TD Bank (New York, NY)
- …activities, reporting on the state of compliance to the Board, UDP and senior management , as needed, and providing advice and support, as required. Within the Global ... other prohibited trading practices. **Job Details:** We are seeking an experienced VP -level Quantitative Analyst to focus on the development and tuning of… more
- TD Bank (New York, NY)
- …and have the ability to communicate effectively with all levels of staff and management The VP - Technology Solutions TDS is responsible to provide expert ... grow the global GTB business. **Job Description Summary** The VP - Senior Java Developer TDS is responsible to...timely escalation of issues + In conjunction with department management , ensures Business Recovery Pans (BRP) are in place… more
- TD Bank (New York, NY)
- …team with high internal visibility at the senior executive level. The VP , Global Markets Documentation is responsible for providing best-of-class service to clients ... Regulatory IM Documents, Account Control Agreements, Custody Agreements). The VP , Global Markets Documentation independently manages a portfolio of clients… more
- Mizuho Corporate Bank (New York, NY)
- …stakeholders within the branches, agencies and other credit departments. The Credit Department VP must possess a good understanding of the Energy Industry (Oil & Gas ... of market trends in order to make accurate recommendations to senior management regarding credit requests. Core Responsibilities + Provides effective analysis of… more
- MUFG (New York, NY)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...more details. **Job Summary:** The Microsoft Teams Calling Engineer, VP will be responsible for the engineering and support… more
- TD Bank (New York, NY)
- …Learning, and data-driven techniques) to optimize a surveillance quality assurance program . + Strong analytical, communication, and stakeholder management ... Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance...to develop and build out a global Surveillance QA program . The Surveillance Quality Assurance Manager will contribute to… more
- TD Bank (New York, NY)
- …regulatory developments and industry best practices to ensure the firm's conflict management program remains best-in-class. + Mentor, train, and guide junior ... improvement. **Qualifications:** + Minimum 5-7 years of direct experience in conflicts management within a global financial institution, preferably in a Control… more
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