- JPMorgan Chase (Pittsford, NY)
- …and Advisor book reviews. You will play a crucial role in ensuring high- quality work and adapting to the changing regulatory environment. Your efforts will help ... + Monitor and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team members understand their… more
- American Express (New York, NY)
- …come from diverse backgrounds including internal controls, regulatory compliance , financial accounting, operational risk, technology, and data analytics. ... a Professional Practices group responsible for managing audit operations, quality and standards, regulatory relations, reporting, training and professional… more
- American Express (New York, NY)
- …come from diverse backgrounds including internal controls, regulatory compliance , financial accounting, operational risk, technology, and data analytics. ... a Professional Practices group responsible for managing audit operations, quality and standards, regulatory relations, reporting, training and professional… more
- Citigroup (Getzville, NY)
- …& oversee the MCA program, including the annual/semi-annual/quarterly/monthly attestation, quality oversight, and related reporting. + Identify, analyze, and assess ... metrics to provide visibility on the status of control gaps and MCA quality control processes + Drive MCA best practices, transformation, and execution consistency… more
- Citigroup (New York, NY)
- …on the teams objectives + Drive administrative, operational, reporting and quality improvements through partnership with internal teams + Manage financial control ... administrative duties in conjunction with the team, including financial, staffing, quality , risk and regulatory matters + Execute vendor management activities,… more
- SMBC (New York, NY)
- …issues to the right stakeholders at the right time. + Partner with Compliance , Risk, Audit, and Technology teams to ensure program objectives align with regulatory ... data capabilities including data retention, metadata, data lineage, data quality , and control implementation. + Oversee coordination with external vendors,… more
- MUFG (New York, NY)
- …+ Maintain close working relationships with Front Office, Operations, Risk, Audit, Compliance and Regulatory departments to ensure needs and regulations are met. ... **Controls & Compliance ** + Ensure compliance with the Firm's...least 5 years of experience in data governance, data quality , data management or related fields + Strong knowledge… more
- The Estee Lauder Companies (New York, NY)
- …Inc.** is one of the world's leading manufacturers, marketers, and sellers of quality skin care, makeup, fragrance, and hair care products, and is a steward ... risk mitigation strategies, and crisis management protocols while ensuring compliance with international regulations and standards. The role requires strong… more
- Citigroup (Getzville, NY)
- …to lead in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead business analysis through ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …performance analysis. + Implement algorithm enhancements and customizations with production quality code. + Apply best practices towards development and testing ... team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance...& Audit in order to ensure appropriate governance and compliance with industry regulations. + Build a culture of… more