- BMO Financial Group (San Francisco, CA)
- …capital markets, pricing, and sales/trading/hedging strategies. + Strong understanding of broader regulatory and financial concepts. + Series 7, 63 + Advanced deal ... execution and/or project management skills - ability to manage more than one client / major initiative. + Strong financial analysis skills. + Strong risk management skills. + Deep knowledge and technical proficiency gained through extensive education and… more
- Banc of California (Santa Ana, CA)
- …any risk rating changes. Keeps apprised of industry related, political and regulatory issues to determine their impact on specific industries or clients. Acts ... in an independent fashion from the sales teams to structure and evaluate credit requests. Is responsible for determining the credit worthiness of the Borrower and recommending credit decisions to Credit Administration. Performs all duties in accordance with… more
- Citigroup (Glendale, CA)
- …and compliance with evolving internal policies and external legal and regulatory frameworks. **Responsibilities:** + Responsible for identifying short- and long-term ... investment opportunities and Global Markets for Citi Wealth investors in the region and for presenting, commenting and writing about such opportunities in diverse forums + Provide surveillance of emerging macroeconomic and political developments across the… more
- Banc of California (Goleta, CA)
- …expanding existing relationships and ensuring compliance with overall Bank and regulatory policies and guidelines. To accomplish this, the Branch Manager builds ... and develops a diverse and high performing branch team. Performs all duties in accordance with the Company's policies and procedures, all US state and federal laws and regulations, wherein the Company operates. **HOW YOU'LL MAKE A DIFFERENCE** + Engages in… more
- Banc of California (Santa Ana, CA)
- …requirements are documented and available for internal audits, risk reviews, or regulatory exams to ensure business adherence to operational risk policies and ... procedures on timely non-compliant corrective actions. + Serve as a champion for refining, building and deploying RCSA processes. + Assist in managing the aggregation of enterprise-wide identification of control exceptions, issues management & remediation and… more
- Banc of California (Santa Ana, CA)
- …Word. + Advanced understanding of Wire Transfers. + Advanced knowledge of regulatory requirements. + Technical understanding of wire systems to manage all interfaces ... for seamless performance. + Ability to understand and identify interdependencies between systems and outcomes. **EDUCATION, EXPERIENCE AND/OR LICENSES:** **Experience:** **Required:** + Five years' minimum banking operations experience + Five year's minimum US… more
- Travelers Insurance Company (Sacramento, CA)
- …vendor management, policies and procedures and response to legislative and regulatory issues. + Conduct industry research and analysis related to medical, ... healthcare and group health trends and practices to keep Travelers at the leading edge of the P&C industry. + Partner with stakeholders to develop and design projects and proofs of concept to improve business results. + Stay connected to industry and relevant… more
- Banc of California (Santa Ana, CA)
- …for data across the organization. + Ensure data models comply with regulatory , security, and compliance requirements. + Platform Architecture + Design and implement ... small-scale prototypes and evaluations to test approaches for data modeling, performance running, and architecture improvements. + Assess and compare data modeling techniques, integration strategies, and observability tools to recommend the best solutions for… more
- Robert Half Legal (San Diego, CA)
- …enterprise-wide adherence to securities regulations. TO APPLY, ONLY send resume directly to Vice President of Direct Hire, Samantha Graham at Samantha [dot] ... organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal department.... proceedings TO APPLY, ONLY send resume directly to Vice President of Direct Hire, Samantha Graham… more
- Chemours (Sacramento, CA)
- …to join our growing Government Affairs team! This position will report directly to the Vice President - Government Affairs at our **Washington, DC office** . The ... Affairs Group with a primary responsibility for supporting US federal regulatory affairs engagement with the United States Environmental Protection Agency (USEPA),… more