- MUFG (New York, NY)
- …with documented results that adhere to methodology, applicable standards and regulatory requirements, using appropriate business and technical language. + Document ... that meet objectives and standards of methodology, applicable standards and regulatory requirements. **Skills and Experience:** + A Bachelor's degree, preferably in… more
- MUFG (New York, NY)
- …products with a deep understanding of Liquidity Risk and EPS regulatory requirements. **Major Responsibilities:** + Conduct the review of liquidity management ... liquidity risk management and key stakeholders + Monitor developments in regulatory guidelines, interpret the requirements, and implement compliant solutions +… more
- TD Bank (New York, NY)
- …Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors ... organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm… more
- MUFG (New York, NY)
- …ratings. + Staying current on changes and potential changes in the sector and regulatory developments is an important part of your job. + Coordinate and communicate ... credit costs. (3) Policy Compliance + Ensure compliance with external regulatory /internal policy and procedural requirements. + Participate in ad-hoc policy meetings… more
- BlackRock (New York, NY)
- …matters, including but not limited to latest market practice, regulatory changes, proxy changes/enhancements. + Co-Lead planning, preparation, and distribution ... of the Board of Directors + Help prepare relevant regulatory filings such as the CD&A section of the...the proxy statement. + Gather and help prepare relevant regulatory filings and reporting information such as the CD&A… more
- Centene Corporation (New York, NY)
- …who changes everything for our 28 million members. **Position Purpose:** Ensure regulatory compliance with state and other government agencies related to the health ... in compliance with state and federal program regulations, insurance regulations, regulatory requirements for business entities and state contract requirements. +… more
- JPMorgan Chase (New York, NY)
- …+ Provide real-time advice and challenge to business management and staff on regulatory and compliance issues + Conduct "second line" monitoring of businesses + ... Assist in preparing responses to regulatory inquiries and examinations from the SEC, FINRA, OCC,...Draft and implement compliance policies and procedures + Monitor regulatory developments, participate in industry groups, and assist in… more
- Citigroup (New York, NY)
- …required capabilities to ensure Citi is meeting its AML and Fraud-related Regulatory obligations, internal policy requirements and to monitor our Clients' adherence ... in defining new / enhancing existing operating models + Responsible for regulatory obligations and policy interpretation to create monitoring rules, settings and… more
- Citigroup (New York, NY)
- …+ Work closely with Sales, Traders, Business Managers to identify Market Trends, Regulatory Landscape, create a product vision roadmap for supporting them in Citi ... product releases, tracking business priorities, investment tracking and incorporating regulatory and compliance requirements + Manages the end-to-end product… more
- University of Rochester (Rochester, NY)
- …Representing OHSP and the University of Rochester as a liaison with regulatory agencies, accrediting bodies (as applicable), and funding agencies. Ensuring HIPAA ... 10 years of directly relevant experience with human research compliance, regulatory compliance, and/or IRB administration, or equivalent combination of education and… more