- TD Bank (New York, NY)
- …Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors ... organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm… more
- MUFG (New York, NY)
- …products with a deep understanding of Liquidity Risk and EPS regulatory requirements. **Major Responsibilities:** + Conduct the review of liquidity management ... liquidity risk management and key stakeholders + Monitor developments in regulatory guidelines, interpret the requirements, and implement compliant solutions +… more
- JPMorgan Chase (New York, NY)
- …control management teams to ensure adherence to control, risk management, and regulatory obligations. You will work in close collaboration with various business ... to identify and quantify their custom requirements. + Ensure compliance with regulatory obligations, including adherence to market access controls such as the 15c3-5… more
- Raymond James Financial, Inc. (New York, NY)
- …Risk, Legal, Compliance, and PCG to ensure supervisory practices align with regulatory expectations, mitigate firm risk, and support advisor and client outcomes. + ... a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities. + Foster… more
- BlackRock (New York, NY)
- …matters, including but not limited to latest market practice, regulatory changes, proxy changes/enhancements. + Co-Lead planning, preparation, and distribution ... of the Board of Directors + Help prepare relevant regulatory filings such as the CD&A section of the...the proxy statement. + Gather and help prepare relevant regulatory filings and reporting information such as the CD&A… more
- Truecare Homecare Agency (Brooklyn, NY)
- …and Private Duty Nursing programs, ensuring high-quality service delivery and regulatory compliance. + Ensure seamless integration and coordination across business ... analyze metrics to identify areas for improvement and implement corrective actions. Regulatory & Compliance + Ensure adherence to federal, state, and local… more
- MUFG (New York, NY)
- …the liquidity risk implications and funding requirements. + Keep abreast of regulatory developments and interpret the impact on Liquidity and Funding risk management ... ensure that Broker Dealer are aligned with peer broker dealer practices and regulatory expectations. + Coordinate ALCO meeting materials for US and Candian broker… more
- The Estee Lauder Companies (New York, NY)
- …business continuity planning, SKU maintenance and competitiveness. + Maintain regulatory , quality, and sustainability compliance standards. + Establish and maintain ... Material, Finish) strategies and supplier partnerships. + **Sustainability & Regulatory Knowledge:** Deep knowledge of sustainable packaging solutions (refillable,… more
- JPMorgan Chase (New York, NY)
- …a working knowledge of equities trading, market structure, and the equities market regulatory landscape. + Ensure adherence with all relevant regulatory and ... understanding of equities execution products, market structure, and the regulatory landscape. + Exceptional written and verbal communication skills with… more
- JPMorgan Chase (New York, NY)
- …in LATAM. Based in New York, you will lead initiatives that support regulatory reporting, client billing, and strategic responses to market and geopolitical changes. ... market feasibility. + Engage with market developments and the regulatory landscape through participation in industry forums. **Required qualifications, capabilities,… more