- Citigroup (Getzville, NY)
- …knowledge of the assigned portfolio, and interdependencies with other Issues/ Regulatory Commitments. + Escalate any concerns/observations to relevant senior ... and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + Foster strong partnerships with internal audit,… more
- JPMorgan Chase (Pittsford, NY)
- …crucial role in ensuring high-quality work and adapting to the changing regulatory environment. Your efforts will help us identify trends and opportunities, driving ... + Ensure team members understand their responsibilities and adapt to regulatory changes, maintaining high-quality work standards. + Identify and resolve issues,… more
- Citigroup (New York, NY)
- …+ Risk Management: Ensure all product development activities comply with regulatory requirements and internal risk management policies. Appropriately assess risk ... Experience with product development lifecycles and methodologies. + Familiarity with regulatory requirements and risk management practices. + AI Skills (Added… more
- BlackRock (New York, NY)
- …and non-traded closed-end funds. Key Responsibilities + Draft, review, and manage regulatory filings, offering documents, and board materials. + Assist with fund ... compliance, and operational considerations. + Coordinate with external counsel on regulatory matters. + Collaborate with colleagues across BlackRock's Legal &… more
- Citigroup (New York, NY)
- …the CCB's credit process is conducted in accordance with all internal and regulatory frameworks, and is responsive to relevant inquiries. The CLM Credit Officer ... that effectively balances risk and business objectives * Ensure appropriate regulatory classification and minimizing net credit losses for covered portfolio, as… more
- Mizuho Corporate Bank (New York, NY)
- …player. + Strong written and verbal communication skills. + Knowledge of regulatory requirements for the financial services industry. + Experience with drafting and ... of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that… more
- Citigroup (New York, NY)
- …analysis and package it into detailed technical documentation reports to meet regulatory guidelines and exceed industry standards. + Supervise junior team members. ... environments + Experience in oversight on market risk. + Experience in relevant regulatory guidance, including the SR12-7 + Fewer years of relevant experience will… more
- Citigroup (Getzville, NY)
- …cross-functional macro level topics while providing thought leadership on fulfilling regulatory obligations. Senior Project Managers in the Risk Program Management ... programs/projects fully addresses the letter and the spirit of the regulatory feedback, broader supervisory expectations and underlying issues and root causes,… more
- MUFG (New York, NY)
- …fostering innovation to adapt to the evolving needs of the business and regulatory landscape + Develop and implement strategies to streamline P&L reporting, ensuring ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- MUFG (New York, NY)
- …for management **Policy Compliance** + Ensure compliance with external regulatory /internal policy and procedural requirements + Participate in ad-hoc policy ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more