- MUFG (New York, NY)
- …a highly secure system through proper security practices to ensure security and regulatory compliance requirements are met * Mentor less experienced team members and ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Deloitte (Rochester, NY)
- …relationships with clients, understanding their needs and delivering tailored solutions. Regulatory and Compliance Knowledge: + Stay current on federal, state, and ... strategy, plan design, and administration best practices. + Knowledge of regulatory requirements impacting benefits administration (eg, ERISA, ACA, HIPAA). +… more
- Citigroup (New York, NY)
- …for business reviews, earnings releases and conferences, evaluating new industry and regulatory changes, business cases for technology builds, as well as utilize ... Reviews including business initiatives * Lead analysis on industry, competitive or regulatory changes * Lead co-ordination of business case reviews for technology… more
- JPMorgan Chase (New York, NY)
- …experience (b) a roadmap for how to collaborate with Technology, Regulatory /Legal/Controls, and execution teams to continuously and incrementally deliver against the ... + Build relationships with cross-functional teams (including Technology, Legal, and Regulatory Controls teams) to understand pain points, gather requirements, and… more
- MUFG (New York, NY)
- …and capability transfer to clients (as needed) + Ensure compliance with regulatory requirements and industry best practices in the deployment and management of ... hands-on experience creating and evaluating comprehensive processes in a regulatory environment + Experience in the financial services industry preferred,… more
- Citigroup (New York, NY)
- …Product & Market Expertise: + Provide clients with thought leadership on regulatory changes, industry trends, and product solutions + Understand existing and future ... client demands, and global market developments + In-depth understanding of the regulatory , risk, and control environment impacting the Investor Services business +… more
- Citigroup (Getzville, NY)
- …knowledge of the assigned portfolio, and interdependencies with other Issues/ Regulatory Commitments. + Escalate any concerns/observations to relevant senior ... and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + Foster strong partnerships with internal audit,… more
- Mizuho Corporate Bank (New York, NY)
- …player. + Strong written and verbal communication skills. + Knowledge of regulatory requirements for the financial services industry. + Experience with drafting and ... of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that… more
- JPMorgan Chase (Brooklyn, NY)
- …sound risk management protocols and control policies and adhering to regulatory requirements **Required qualifications, capabilities, and skills** + Minimum of 5 ... years' experience in a Business Banking Relationship Management role or related business lending experience + Strong current business network; active involvement in community organizations such as Chambers of Commerce, non-profit boards + Demonstrates strong… more
- Pfizer (New York, NY)
- …public disclosure. Subject to further legal review and statutory or regulatory clarification, which Pfizer intends to pursue, reimbursement of recruiting expenses ... for licensed physicians may constitute a reportable transfer of value under the federal transparency law commonly known as the Sunshine Act. Therefore, if you are a licensed physician who incurs recruiting expenses as a result of interviewing with Pfizer that… more