- MUFG (New York, NY)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- BlackRock (New York, NY)
- …+ Coordinate platform-wide initiatives that impact multiple ETF products (ie regulatory changes, operational enhancements) Qualifications + 5-7 years of experience ... in asset management + Prior experience in product development and/or product management + Highly organized and able to manage to tight deadlines + Excellent project management and organizational skills, with the ability to manage multiple priorities across… more
- SMBC (New York, NY)
- …opportunities and enhance our position in the market. + Understand external regulatory matters and internal compliance and policies and procedures; pro actively ... escalate operational risk loss events to management as necessary. + Delegate and review the work of junior members of the team and provide guidance and feedback. + Attend bank meetings, industry events, conferences and seminars in order to keep abreast of… more
- JPMorgan Chase (New Hyde Park, NY)
- …sound risk management protocols and control policies and adhering to regulatory requirements **Required qualifications, capabilities, and skills** + Minimum of 5 ... years' experience in a Business Banking Relationship Management role or related business lending experience + Strong knowledge of deposit and cash management products and services, and knowledge of business credit underwriting with commercial credit training.… more
- JPMorgan Chase (New York, NY)
- …quarterly/annual financial statements for the private equity tender fund including all regulatory filings (N-Port, N-CSR, etc.). + Ensure that all investments are ... accounted for in accordance with US GAAP and other local GAAP as needed. Conduct technical accounting research and ensure appropriate application to private credit investments. + Review and analyze the communication of financial performance + Prepare monthly… more
- Citigroup (New York, NY)
- …through project management and client relationships. + Focuses on regulatory initiatives within the Compensation function. + Assists with compensation-related ... intricacies when onboarding high-level employees across the firm. + Oversees the design and implementation of executive compensation strategy, policy, approach and plans, working closely with other Subject Matter Experts. + Prepares written reports Citi Annual… more
- SMBC (New York, NY)
- …+ Experience working in regulated environments with adherence to banking and regulatory compliance, as well as data governance standards. + Adaptability to thrive ... in a fast-paced, evolving environment with priorities **Additional Requirements** Language + Japanese language is a plus. SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from… more
- JPMorgan Chase (Garden City, NY)
- …approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures **Required Qualifications, Capabilities, and Skills** + ... Six plus years of work experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date… more
- JPMorgan Chase (Flushing, NY)
- …the firm by following sound risk management protocols and adhering to regulatory requirements **Required qualifications, capabilities, and skills** + Minimum of 3 ... years' experience in a Business Banking Relationship Management role or related business lending experience + General business experience and knowledge of business credit, understanding of core business products and services with understanding of general… more
- JPMorgan Chase (New York, NY)
- …deposits and payments trends, and assesses impact of macro-economic trends and regulatory changes on deposits to support ongoing deposit forecasting and optimization ... + Reviews, develops and refines liquidity stress methodology for deposits in partnership with Corporate Treasury /line of business Treasury and Deposit Management experts to drive deposit optimization + Develops plans and help drive the development of… more