- MUFG (New York, NY)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- Healthfirst (NY)
- …operations. + Ensures all NY state and federal compliance, audit, and regulatory requirements are met. + Builds, manages, develops, and continuously improves ... delivery system operations to meet the varied and dynamic needs of a growing, evolving organization. + Develops an effective team through hiring, training, coaching, and providing ongoing and constructive feedback + Develops and manages department budget,… more
- JPMorgan Chase (New York, NY)
- …knowledge of all fiduciary products and services, including all legal, tax and regulatory requirements applicable to fiduciary relationships * Minimum of 7 years of ... relevant experience focused in the Trust and Estate business; either at a corporate fiduciary or a law firm * Solid Client Relationship Management experience JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to… more
- Citigroup (New York, NY)
- …sales consultants and junior staff. + Always ensures compliance with regulatory requirements including Citi's policies and guidelines. + Appropriately assess risk ... when business decisions are made, demonstrating close consideration for the firm's reputation while safeguarding Citigroup, its clients, assets, and clients. **Knowledge/Experience:** + A highly motivated and experienced Salesperson with a track record of… more
- JPMorgan Chase (New York, NY)
- …and ensures adherence to the firm's risk, controls, compliance, and regulatory requirements + Effectively manages timelines and dependencies while monitoring ... blockers, ensuring adequate resourcing, and liaising with stakeholders and functional partners **Required qualifications, capabilities, and skills** + 5+ years of experience or equivalent expertise in product delivery or a relevant domain area + Demonstrated… more
- Citigroup (New York, NY)
- …assess and manage technical risks, demonstrating a strong commitment to regulatory compliance, ethical judgment, and transparent reporting of control issues. ... **Qualifications:** We are seeking a talented individual with: + Experience: 5-8 years of progressive experience in systems analysis and programming of software applications, with a proven track record of implementing successful projects. + Technical Acumen +… more
- The Estee Lauder Companies (New York, NY)
- …procedures, and programs, ensuring adherence to industry standards and regulatory guidelines + Develop and implement visitor management, ID/access credentialing, ... and other security-related policies and standards across the organization **Security Technology and Innovation** + Leverage advanced security technologies (eg, surveillance systems, data analytics, threat detection tools) to enhance security operations and… more
- Citigroup (Getzville, NY)
- …off on UAT, to ensure delivered solutions meet business goals. + Support regulatory and audit reviews at various levels, providing the necessary oversight to ensure ... compliance with all rules and standards. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable… more
- JPMorgan Chase (New York, NY)
- …changes in connection with market conditions, portfolio related issues or regulatory compliance + Partner with credit underwriting to ensure proper resources ... to facilitate the credit approval process, business and financial analysis, due diligence and portfolio review maintenance Required Qualifications, Capabilities and Skills: + Ten+ years experience in highly-structured custom credit loan products + Expert… more
- Citigroup (New York, NY)
- …noted in the audits. + Maintain organized credit files for credit, regulatory , and compliance purposes. + Prepare and present Quarterly Portfolio Reviews to ... business management and Risk. **Qualifications:** + Credit experience (preferably in structured finance/securitization) within a financial institution, rating agency, financial guarantor, or asset management firm. + Proficiency in Excel & Power Point. + Oral… more