- Raymond James Financial, Inc. (New York, NY)
- …experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates and division of ... programs and conducts activity and exception reviews. + Identifies and manages regulatory risks associated with specific departments assigned. + Serves as a subject… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Corporate Access Origination, Vice President . Learn more about the career areas and lines of business at ... serve institutional investor needs + Identify opportunities to mitigate legal, regulatory , reputational, and financial risks + Establish new and differentiated… more
- Wells Fargo (New York, NY)
- …Manage and oversee credit aspects of a broad portfolio of insurance companies. Vice President Portfolio Managers oversee and credit manage an assigned portfolio ... ratings, monitoring covenant compliance, as well as adherence to policy and regulatory requirements to include those connected with leveraged credit extensions. +… more
- Athene (New York, NY)
- …create an inclusive and dynamic work environment at our various locations. Purpose: The Vice President Tax and Senior Counsel will be responsible for the ... legal teams to develop an approach that takes into account legal, regulatory , accounting, capital and all other relevant considerations. Accountabilities: + Engage… more
- American Express (New York, NY)
- …this role?** American Express is seeking a strategic, business‑minded attorney to serve as Vice President & Senior Counsel and primary legal partner to our ... contracting and enhance productivity. + Provide strategic legal guidance on regulatory , compliance and commercial risk issues in vendor relationships and sourcing… more
- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our Compliance ... control managers and lines of business for any Audit, Regulatory and Client AI requests. + Provide oversight and...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- Citigroup (Getzville, NY)
- **Overview:** Markets Price Risk Data Execution team is looking for a Data Control Vice President , leading the implementation of 1st Line of Defense (1LOD) data ... business on data related policy, procedures, and requirements + Support regulatory and Internal Audit engagements, identify necessary corrective actions and… more
- Broadridge Financial Solutions (Edgewood, NY)
- …while helping others along the way, come join the Broadridge team. The Vice President of Facilities Engineering is responsible for the continued operation, ... as the primary point of contact for staff, vendors, contractors, and regulatory authorities regarding facility matters. + Prepare, monitor, and manage the facilitys… more
- Catholic Health Services (Rockville Centre, NY)
- …why Catholic Health was named Long Island's Top Workplace! Job Details The Vice President of Financial Operations (VPFO) for Good Samaritan University Hospital ... to hospital leadership. Serve as the principal financial advisor to the President and leadership team of Good Samaritan University Hospital. Budgeting: In support… more
- Sprinklr (NY)
- …You'll** **Do** Reporting to the Chief Administrative and People Officer, the **Global Vice President of Total Rewards** will lead the strategy, design, and ... in equity programs, executive compensation, international benefits strategy, and regulatory compliance. + Experience developing and scaling total rewards programs… more