- MUFG (Tampa, FL)
- …and contribute to special assignments and projects as required. + Ensure compliance with external regulatory /internal policy and procedural requirements + ... They will also monitor insurance coverage to ensure vendors remain in compliance with their contract. **Major Responsibilities:** + Insurance assessment of vendors +… more
- Citigroup (Jacksonville, FL)
- …and conduct continuous process improvement reviews. + Understand the bank environment and compliance and regulatory requirements. + Work with regional and global ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (Tampa, FL)
- Bring your expertise to JPMorgan Chase. As a part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...and controls + Act as an SME for key regulatory requirements, such as Reg B and UDAAP +… more
- JPMorgan Chase (Tampa, FL)
- …across functional partners and ensures adherence to the firm's risk, controls, compliance , and regulatory requirements + Effectively manages timelines and ... dependencies while monitoring blockers, ensuring adequate resourcing, and liaising with stakeholders and functional partners **Required qualifications, capabilities, and skills** + 5+ years of experience or equivalent expertise in product delivery or a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities. ... and engagement across teams and stakeholders. + Collaborate closely with Risk, Legal, Compliance , and PCG to ensure supervisory practices align with regulatory … more
- MUFG (Tampa, FL)
- …will provide more details. **Job Summary:** The Data & Financial Operations Governance VP will support the Chief Data & Financial Operations (CDFO) management team ... various line-of-business, risk function SMEs across the firm (For example: Compliance , Business Continuity, Information Security) and third-party contacts to drive… more
- MUFG (Tampa, FL)
- …**Management or Supervision:** This role may include supervision of staff at the VP Level and below during audit engagements. **Major Responsibilities:** + Act as a ... significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices,… more
- Citigroup (Tampa, FL)
- …action plans, promoting continuous improvement and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more
- Citigroup (Tampa, FL)
- …and end results + Implement and manage a successful risk/control environment + Manages compliance efforts and follow regulatory (such as Dodd Frank) policies and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (Tampa, FL)
- …more details. **RESPONSIBILITIES:** + Coordinate the required deliverables to implement compliance with the Sound Practices to Operational Resilience, and ensure all ... regulatory requirements (eg FFIEC, OCC, FRB) are being adhered...metrics and reporting to regularly show overall health and compliance for all Business Continuity, Disaster Recovery, and Incident… more