- JPMorgan Chase (New York, NY)
- …summary:** As a Private Bank - Client Skills Training Designer and Facilitator - Vice President on the Client Skills Training and Practice Management US Private ... resources, project planning, and data integrity, ensuring strong controls and compliance with company policies and regulatory changes. **Required qualifications,… more
- JPMorgan Chase (New York, NY)
- …CPG/Counterparty Credit Risk, and Market Risk. As a Business Control Manager (BCM) Vice President for QR within the Commercial & Investment Bank, you ... with firmwide functions to represent CIB/Front Office's interests in control and regulatory initiatives. + Evaluate and perform end-to-end analysis of the business's… more
- Santander US (New York, NY)
- Investment Banking Vice President , Industrials - New York Country: United States of America **Your Journey Starts Here:** Santander is a global leader and ... recruiting efforts and mentoring/training associates and analysts + Adhere to compliance procedures and internal/operational risk controls in accordance with all… more
- JPMorgan Chase (New York, NY)
- …impact by delivering high-quality personalized products that resonate with clients. As a Vice President in the JP Morgan Wealth Management - Wealth Engagement ... and write detailed requirements that capture functional, design, analytics, and control/ regulatory features. + Review and certify new experiences with Quality… more
- JPMorgan Chase (Brooklyn, NY)
- …to oversee the issuance of audited and unaudited financial statements + Ensure regulatory and financial compliance for internal and external reporting + Prepare ... fund launches + Review fund expenses and coordinate the payments to ensure compliance to the fund expense policy + Strong interpersonal skills in building… more
- MUFG (New York, NY)
- …+ Support knowledge and capability transfer to clients (as needed) + Ensure compliance with regulatory requirements and industry best practices in the deployment ... hands-on experience creating and evaluating comprehensive processes in a regulatory environment + Experience in the financial services industry preferred,… more
- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... of clients, ensuring the appropriate "Know Your Client" (KYC) and other compliance deliverables are met; + Identifies cross-sell opportunities to deepen and increase… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS...to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &… more
- MUFG (New York, NY)
- …minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory /internal policy and procedural requirements. + ... on changes and potential changes in the sector and regulatory developments is an important part of your job....critical. + Understanding of the issues related to the regulatory environment (ie, FRB, OCC, FDIC). + Comfortable with… more
- SMBC (New York, NY)
- …business opportunities and enhance our position in the market. + Understand external regulatory matters and internal compliance and policies and procedures; pro ... actively escalate operational risk loss events to management as necessary. + Delegate and review the work of junior members of the team and provide guidance and feedback. + Attend bank meetings, industry events, conferences and seminars in order to keep… more