- MUFG (New York, NY)
- …with little support from management. **Policy Compliance ** + Ensure compliance with external regulatory /internal policy and procedural requirements + ... knowledge of loan documentation and structural risks in corporate finance. + Understanding regulatory environment both in Japan (FSA, BOJ) and the US (FRB, FDIC).… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...daily trading questions + Stay current and advise on regulatory updates (SEC, NFA, DOL, etc.) impacting our business… more
- University of Rochester (Rochester, NY)
- …CFO and Treasurer, with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, ... time Scheduled Weekly Hours: 40 Department: 100005 Ofc Exec VP Admin & Finance Work Shift: UR - Day...Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical… more
- MUFG (New York, NY)
- …portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory /internal policy and procedural requirements + ... to explain transaction structures to management + Knowledge of legal and compliance regulations and accounting rules pertinent to securitized lending + Good… more
- Citigroup (Getzville, NY)
- …action plans, promoting continuous improvement and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more
- MUFG (New York, NY)
- …**Management or Supervision:** May supervise staff during an audit engagement at the VP Level and below. **Major Responsibilities:** + Act as a leader, developing ... significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices,… more
- BMO Financial Group (New York, NY)
- …onboarding, credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely ... to enhance skills and capabilities + Consider risk, internal controls and compliance as part of day-to-day accountabilities and adhere to policies and procedures… more
- MUFG (New York, NY)
- …ranging from macroeconomic and relative value themes, to asset & liability management. VP Rates Sales will work with teammates to provide coverage to specific ... trade + On-board clients in coordination with the firm's credit, legal, compliance , and operations teams + Mentor and develop junior salespeople **Requirements** :… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC's Special Credit Group is looking for a VP to join the Corporate Product Team. Among other activities, the person will ... for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance...risk factors and to identify solutions. . Knowledge in regulatory framework in region and fully versed in internal… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC's Special Credit Group is looking for a VP to join the Structured Product team. Among other activities, the person will ... Prepare materials for regulator examinations, external and internal audits. + Ensure compliance of all internal and external matters in accordance with banking… more