- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC's Special Credit Group is looking for a VP to join the Structured Product team. Among other activities, the person will ... Prepare materials for regulator examinations, external and internal audits. + Ensure compliance of all internal and external matters in accordance with banking… more
- Citigroup (New York, NY)
- …action plans, promoting continuous improvement and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more
- SMBC (New York, NY)
- …part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- MUFG (New York, NY)
- …and project deliverables across the organization. **Major Responsibilities:** + Maintain compliance with audit methodology, while also operating within industry best ... with documented results that adhere to methodology, applicable standards and regulatory requirements, using appropriate business and technical language. + Document… more
- JPMorgan Chase (Pittsford, NY)
- …crucial role in ensuring high-quality work and adapting to the changing regulatory environment. Your efforts will help us identify trends and opportunities, driving ... + Monitor and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team members understand their… more
- BlackRock (New York, NY)
- …will also work closely with other teams within BlackRock's Legal & Compliance department. **Responsibilities:** + Provide legal advice and counsel on matters related ... and special projects. + Conduct research and draft comments on various regulatory proposals and consultations. + Draft and negotiate service provider, intermediary… more
- MUFG (New York, NY)
- …Legal Practice Group, which is part of the Office of the General Counsel, Regulatory and Governance, provides legal coverage across all business units in the areas ... Security** **:** + Identify and assess risks related to compliance with privacy laws and regulations applicable to the...at a public corporation, law firm, or financial services regulatory agency ideally providing legal support for data privacy… more
- BlackRock (New York, NY)
- **About this role** BlackRock's Global Compliance Department protects BlackRock's reputation and provides advice to the business focused on ensuring the protection ... our clients' interests and assist the business in translating Compliance into their daily work and decision making; +...(eg OFAC), or fraud + Knowledge of financial crime regulatory requirements in the United States and Cayman Islands… more
- JPMorgan Chase (New York, NY)
- …and services to effectively tailor collateral to specific markets + Communicates regulatory guidelines to Product Managers to ensure our products meet risk and ... compliance requirements and are delivered on time + Advises...available standards, methods, tools, and applications relevant to the regulatory environment to ensure our products meet all necessary… more
- BlackRock (New York, NY)
- …and non-traded closed-end funds. Key Responsibilities + Draft, review, and manage regulatory filings, offering documents, and board materials. + Assist with fund ... agreements. + Communicate regularly with business stakeholders regarding legal, compliance , and operational considerations. + Coordinate with external counsel on… more