- Citigroup (New York, NY)
- …required capabilities to ensure Citi is meeting its AML and Fraud-related Regulatory obligations, internal policy requirements and to monitor our Clients' adherence ... in defining new / enhancing existing operating models + Responsible for regulatory obligations and policy interpretation to create monitoring rules, settings and… more
- MUFG (New York, NY)
- …the liquidity risk implications and funding requirements. + Keep abreast of regulatory developments and interpret the impact on Liquidity and Funding risk management ... ensure that Broker Dealer are aligned with peer broker dealer practices and regulatory expectations. + Coordinate ALCO meeting materials for US and Candian broker… more
- JPMorgan Chase (Brooklyn, NY)
- …stakeholder groups, including CIB business units, other Lines of Business, and Compliance , to deliver a robust ABC governance framework. Your role involves ... maintaining and enhancing the ABC reporting framework, collaborating with Compliance , developing analytics, and guiding the evolution of ABC governance. **Job… more
- Citigroup (New York, NY)
- …reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Review and approve risk framework for Market Risk for risk-taking units Monitor compliance with risk limits/triggers. + Drive Projects to improve accuracy of Market… more
- Citigroup (New York, NY)
- …groups across institutional client businesses to ensure full alignment on business and regulatory goals, as well as consistency and best practices. The goal of our ... whether for real-world needs or as part of our scenario planning and regulatory reporting. While that sounds straightforward, it's a meaningful undertaking to move… more
- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a...on the electronic communications surveillance portfolio and initiatives. The VP Compliance TDS oversees/leads a team(s) of… more
- SMBC (New York, NY)
- …align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this position is ... Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal policies and regulatory… more
- Genesee Community College (Batavia, NY)
- …meetings and provides reports as requested; + Prepares and reviews reports required by regulatory agencies and the President for presentation to the President ... buildings and grounds, building technical services, and human resources to the President . Administers leases and contracts with external service providers, such as… more
- Citigroup (New York, NY)
- …+ Risk Management: Ensure all product development activities comply with regulatory requirements and internal risk management policies. Appropriately assess risk ... consideration for the firm's reputation and safeguarding its assets by driving compliance with applicable laws, rules, and regulations. + Performance Monitoring &… more
- Citigroup (New York, NY)
- …the CCB's credit process is conducted in accordance with all internal and regulatory frameworks, and is responsive to relevant inquiries. The CLM Credit Officer ... that effectively balances risk and business objectives * Ensure appropriate regulatory classification and minimizing net credit losses for covered portfolio, as… more