- Mizuho Corporate Bank (New York, NY)
- …Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any initiative impacting Operations. + ... Strong written and verbal communication skills. + Knowledge of regulatory requirements for the financial services industry. + Experience...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- JPMorgan Chase (New York, NY)
- …engage in the creation and management of new and existing funds, navigate regulatory developments, and offer legal guidance to the JPMorgan Funds' Boards of ... and management of mutual funds and exchange-traded funds. + Advise on regulatory developments and their implementation. + Provide legal support to the JPMorgan… more
- The Estee Lauder Companies (New York, NY)
- …risk mitigation strategies, and crisis management protocols while ensuring compliance with international regulations and standards. The role requires strong ... levels to foster a security-conscious culture **Crisis/Incident Management & Compliance ** + Identify, assess, and mitigate physical, geopolitical, and operational… more
- Citigroup (Getzville, NY)
- …for reviewing that the policy documents across the firm are in compliance with the minimum requirements of the Operational Risk Management team. **Responsibilities** ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Getzville, NY)
- …off on UAT, to ensure delivered solutions meet business goals. + Support regulatory and audit reviews at various levels, providing the necessary oversight to ensure ... compliance with all rules and standards. + Appropriately assess...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MUFG (New York, NY)
- …instill and demonstrate sustained performance with performance management/reporting, compliance , issue/escalation management, and continuous improvement routines are ... goals + Conduct regular business reviews with key suppliers to ensure compliance with contract deliverables **Market Research & Analysis** + Provide full and… more
- MUFG (New York, NY)
- …Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- JPMorgan Chase (New York, NY)
- …social media guidelines + Collaborate with key partners across risk, controls, legal and compliance to protect the firm and employees by adhering to regulatory ... with senior stakeholders across several departments including: banking, research, compliance , legal, technology, communications, marketing, and risk + Bachelor's… more
- Citigroup (New York, NY)
- …businesses and functions, including the five businesses, Risk, Finance, and Compliance . * Proactively identify and resolve delivery problems. Identify, prioritize ... * Knowledge + Knowledge of, and experience in, analyzing legislative and regulatory texts, and associated legal analysis + Understanding of the development and… more
- JPMorgan Chase (Uniondale, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... + Gain a thorough understanding of relevant policies, standards, procedures, and regulatory requirements. + Apply data analysis techniques to interpret results and… more