- JPMorgan Chase (New York, NY)
- …etc.) + Coordinate resiliency activities required by local and regional regulatory authorities (eg, plan remediation, testing requirements, compliance reporting) ... + Identify and deliver on opportunities to strengthen resiliency through scrutiny of plans, open communication and by driving solutions with team members and HR function owners + Promote the resiliency program by communicating policy or system changes clearly… more
- JPMorgan Chase (New York, NY)
- …Proven experience in drafting and negotiating complex legal documents. + Compliance with relevant licensing requirements for the jurisdiction. + Successful ... strategic and financial investments. + Knowledge of global legal and regulatory frameworks. + Strong problem-solving skills and strategic thinking. All candidates… more
- Citigroup (Getzville, NY)
- …assisting in identification, measurement and reporting, data policy adoption and compliance , data controls framework performance and issue management process, and ... regulatory and audit response and action tracking. This role requires someone who is dynamic, flexible, and can easily respond to quickly changing needs. The… more
- JPMorgan Chase (New York, NY)
- …ensure client meetings are properly prepared for in advance. + Ensure compliance with organization policies and applicable regulations, ad Hoc service requests as ... and skills:** + Able to adapt and stay abreast of changing technology and regulatory policies + Strong ability to build effective relationships Chase is a leading… more
- Citigroup (Getzville, NY)
- …excess category. + Own and maintain key risk reports, ensuring compliance with internal standards, operating guidelines for reporting of wholesale credit ... on the status of Corrective Action Plans and Issues to senior management and regulatory bodies. + Maintain meticulous attention to detail to ensure the accuracy and… more
- Citigroup (New York, NY)
- …to US regulators, including the Federal Reserve and the FDIC. + Monitors regulatory changes in the US and internationally and assess the potential impact on ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (New York, NY)
- …in the Operational Due Diligence process with strict focus on tax review, compliance , and fund suitability for potential investments. + Assist in the review of ... quarterly/annual financial statements for the private equity tender fund including all regulatory filings (N-Port, N-CSR, etc.). + Ensure that all investments are… more
- MUFG (New York, NY)
- …to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** The VP , Credit Regulatory Response & Reporting is a newly created role that resides in Credit Analytics and Reporting ... regulatory feedback from exams/reviews or change requests to regulatory reports. To ensure compliance to regulatory requirements, this role will assume… more
- Mizuho Corporate Bank (New York, NY)
- …and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the...Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations,… more