- Wells Fargo (New York, NY)
- …Manage and oversee credit aspects of a broad portfolio of insurance companies. Vice President Portfolio Managers oversee and credit manage an assigned portfolio ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President , General Counsel for developing, executing, and enforcing the Global ... and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies and procedures. The… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... stock splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of SEC rules… more
- Stony Brook University (Stony Brook, NY)
- …Compliance and Privacy (DCRCP) is responsible for collaborating with the Office of Research Compliance , Office of the Vice President of Research, Vice ... guidance to SBM leadership and staff on requirements and regulatory topics pertaining to research and academic compliance...Privacy personnel, Office of Sponsored Programs, and Office of Vice President of Research. + The DCRCP… more
- Santander US (New York, NY)
- …business stakeholders. + Prepare detailed Model Development Documentation (MDD) to ensure regulatory compliance . **Risk Analytics & Model Development:** + ... Market Risk VP Quantitative Analyst Country: United States of America...align with regulatory expectations. **Stakeholder Communication & Regulatory Compliance :** + Collaborate with key stakeholders,… more
- Mizuho Corporate Bank (New York, NY)
- …submitted. + Maintain and update procedure documentations related to new and existing regulatory requirements to ensure firm's compliance . + Keep track of each ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the...Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations,… more
- Mizuho Corporate Bank (New York, NY)
- VP , Liquidity Regulatory Reporting Lead The Liquidity Regulatory Reporting is a team responsible for the daily and monthly reporting and submission of ... production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong… more
- Raymond James Financial, Inc. (New York, NY)
- …Prioritizing multiple, complex work efforts **Ability to:** + Interpret and explain complex regulatory and compliance risks and issues to stakeholders + Manage ... **Essential Duties and Responsibilities** + Support the VP , Books and Records Governance to achieve the...master's degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in… more
- MUFG (New York, NY)
- …flows, and vendor integrations, enabling rapid troubleshooting, process improvements, and regulatory compliance without writing code. Strong analytical skills, ... adjust unsettled amounts and implement corrective actions that preserve liquidity and regulatory compliance . + **Vendor & Master‑Data Coordination** + Act as… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- …both the Nurse Administrator and Coordinator of Nursing Education and reports directly to the Vice President and Assistant Vice President . Shift Worked: ... Coordinator of Nursing Education and reports directly to the Vice President and Assistant Vice ...Training Department, oversee the AMAP training program to ensure regulatory compliance and support staff competencies. B.… more