- Broadview FCU (Albany, NY)
- …partnership with a variety of business units to maintain a culture of compliance that reflects shared values, goals, and practices. Provide an independent risk ... s risk management policies and strategies are consistent with regulatory guidance. Essential Job Functions/Responsibilities: General + Delivers leadership and… more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- …files for audits; + Perform periodic review/audit of contracts to ensure regulatory compliance ; make recommendations for solutions as appropriate + Troubleshoot ... administrative tasks as assigned by Director of Operations and Vice President . Special Projects: + Work with...recruitment and hiring of all Education Divisions staff in compliance with agency, contractual and other regulatory … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Quantitative Software Engineer, Vice President (Lead Securities Quantitative Analytics Specialist). The front ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- American Express (New York, NY)
- …We create and maintain the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the ... seen, heard and feels like they belong. The Global Risk & Compliance Organization ("GRC") independently oversees the company's risk-taking and risk management… more
- MUFG (New York, NY)
- …ability to liaise across multiple functions including trading, risk, finance, compliance , and operations. **Key Responsibilities:** * Support the primary business ... * Drive governance and ensure adherence to internal controls, audit, and regulatory standards. * Prepare and deliver performance reporting, KPIs, and strategic… more
- MUFG (New York, NY)
- …by Second Line of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation. + Participate in ongoing ... and/or operational risk management, (includes operations, operational risk management, compliance , audit, and third-party risk management within technology and or… more
- MUFG (New York, NY)
- …with Banking and Syndicate for business development + Stay up to date with regulatory requirements and its impact on the business + Work closely with other asset ... timely fashion + On-board clients in coordination with the firm's credit, legal, compliance , and operations teams + Mentor and train junior talent **Requirements** :… more
- Citigroup (New York, NY)
- …of data, controls and processes performed meet internal policies and regulatory requirements/expectations, via staff management. + Work with lines of business, ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Getzville, NY)
- …whether for real-world needs or as part of our scenario planning and regulatory reporting. While that sounds straightforward, it's a meaningful undertaking to move ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (New York, NY)
- …+ Define and implement best practices for cloud security, governance, and compliance + Optimize cloud performance, scalability, and availability + Integrate cloud ... services and features + Strong knowledge of cloud security, governance, and compliance standards and frameworks + Strong knowledge of cloud native technologies and… more