- The Estee Lauder Companies (New York, NY)
- …leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and disclosure obligations (10-Ks, 10-Qs, 8-Ks, proxy statements, Section ... of Corp Secretary's office, including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and… more
- JPMorgan Chase (New York, NY)
- …Alterative Investment Solutions team supports the JPMorgan Alternative Asset Management business that has $22 billion in assets and includes customized portfolios, ... group of professionals while being involved in all aspects of financial reporting , accounting, tax, internal controls, and oversight over service providers. You will… more
- JPMorgan Chase (New York, NY)
- …in LATAM. Based in New York, you will lead initiatives that support regulatory reporting , client billing, and strategic responses to market and geopolitical ... changes. Your work will directly impact our business , operating model, and client experience. **Job responsibilities** + Lead initiatives to improve asset pricing… more
- Citigroup (New York, NY)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... to directional strategy by considering their application in own job and the business . Recognized technical authority for an area within the business . Requires… more
- Citigroup (New York, NY)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct, and business practices, and escalating, managing, and reporting control issues ... **Convey sound ethical judgment regarding personal behavior, conduct, and business practices with procedural escalating, management, and reporting … more
- JPMorgan Chase (New York, NY)
- …analytical capabilities and technical proficiency. You will work closely with various business partners across the Global Equities Sales and Trading organization to ... Morgan's product suite as well as bespoke solutions. + Partner with business analysts, core technology, legal/compliance, operations, and sales and trading teams to… more
- Citigroup (New York, NY)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... by considering their application in own job and the business . Recognized technical authority for an area within the...find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi.… more
- Mizuho Corporate Bank (New York, NY)
- …a wide range of activities covering both Banking and Capital Markets business lines. Key Responsibilities: + Maintain Operations daily dashboard to report key ... overall control environment. + Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any… more
- MUFG (New York, NY)
- …guidance, and leadership in contract negotiations to achieve defined business objectives. Develop, instill and demonstrate sustained performance with performance ... management/ reporting , compliance, issue/escalation management, and continuous improvement routines are...a comprehensive strategic sourcing strategy for various lines of business in alignment with defined business objectives… more
- Citigroup (Getzville, NY)
- …to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues ... Operational processes and identification/remediation of control gaps; adherence to regulatory obligations; internal policy awareness and adherence; review of new… more