- JPMorgan Chase (The Woodlands, TX)
- …your potential and help set new standards in financial services. As the Business Development Support Manager within JP Morgan Wealth Management, you are responsible ... for executing strategic business initiatives and ensuring the successful rollout of new...management abilities. + Knowledge of financial products, services, and regulatory requirements. + Experience in coaching Advisors or a… more
- MUFG (Irving, TX)
- …Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance testing program ... designed to meet heightening regulatory standards and expectations pertaining to Federal and State...perform compliance testing reviews on the Sales & Trading business units with focus on the Markets Compliance program.… more
- MUFG (Irving, TX)
- …controls, such as escalation processes, documentation of policies and procedures, reporting , list screening, regulatory change management, governance frameworks, ... test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments, and lessons learned from regulatory… more
- Citigroup (Houston, TX)
- … business /functional line management in recommending, developing and executing business initiatives within permissible statutory and regulatory frameworks. + ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- MUFG (Irving, TX)
- …A member of our recruitment team will provide more details. **Job Summary:** Reporting into the Head of Financial Crimes Compliance (FCC) Data Analytics, this new ... position will provide a complex, multi-jurisdictional intelligence gathering and reporting capability to help proactively identify control weaknesses and financial… more
- MUFG (Irving, TX)
- …Plan where required. + Work closely with key stakeholders to understand business and functional requirements and support management in developing test plans, ... scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments, lessons learned from regulatory findings and… more
- MUFG (Irving, TX)
- …compliance program is developed and maintained to address compliance with applicable regulatory requirements, key compliance issues and actions are taken to mitigate ... administration of requirements under applicable insider trading policies, centralized reporting of material non-public information, firm and employees personal… more
- Citigroup (Irving, TX)
- …and the broader organization. + Maintain compliance with Citibank credit policies/practices and regulatory policies, to ensure business unit is in adherence to ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- JPMorgan Chase (Plano, TX)
- …Planning & Analysis, Vice Presided within the Corporate Central Analytics & Reporting Team, you will provide coverage across a broad range of key Corporate ... partners with Corporate Sector Chief Financial Officers and their Finance & Business Management teams on financial forecasting, budgeting, reporting and other… more
- MUFG (Irving, TX)
- …role, the successful candidate will work with various functions across lines of business , entities, and jurisdictions and will assist with key elements of MUFG's ... AML, Sanctions, or ABC, including supporting advisory, program management/governance, and reporting . + Keeping abreast of risk assessment trends across the industry.… more