- Aflac (New York, NY)
- …Compliance Manual, policies and procedures, and key operating procedures. + Assist with regulatory reporting , including Section 13, Treasury, Form ADV, and Form ... VP , Investment Compliance Manager The Company: Aflac Asset...and business initiatives. + Work to manage and limit regulatory and reputational risk of Aflac and help to… more
- Citigroup (New York, NY)
- …business heads in accomplishing and delivering on targeted execution strategies. The VP candidate will drive the overall management activities of the business ... in partnership with other stakeholders across Risk, Finance, Legal, Compliance, Regulatory and other verticals. The primary responsibilities will include addressing… more
- Broadridge Financial Solutions (New York, NY)
- …truly matter. Broadridge Financial Solutions is seeking a highly skilled and experienced VP , Investment Management Architect to join our team. In this role, you will ... + Ensure that the architecture aligns with the firms investment strategies, regulatory requirements, and business objectives . + Evaluate and recommend new… more
- SitusAMC (New York, NY)
- …may include quantitative and qualitative analysis, reviews of loan documentation and reporting , and assessing compliance with GSE and regulatory guidelines. This ... meeting client objectives established. Development of portfolio campaign strategies, customized reporting , and project management functions are a core expectation of… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** Reporting to the VP Reserves Lead within the Credit Forecasting & Advanced Analytics team, you will help drive ... + Maintain ACL policies and procedures, ensuring compliance with regulatory standards and effective integration of quantitative and qualitative frameworks.… more
- Broadview FCU (Albany, NY)
- …s risk management policies and strategies are consistent with regulatory guidance. Essential Job Functions/Responsibilities: General + Delivers leadership and ... structure, ensuring a coordinated approach to risk identification, mitigation, and reporting . + Collaborate with senior leadership and business units to integrate… more
- TD Bank (New York, NY)
- …in a complex field and knowledge of broader related areas + Takes a lead role in modeling and interpretation of advanced insights within research reports + ... and best practices to improve products, processes, or services + Solves or may lead others to solve complex problems; leads efforts or partners with others to… more
- Citigroup (New York, NY)
- …and + Leveraging technology to most effectively and efficiently manage Citi's regulatory reporting and exam management responsibilities and controls obligations. ... Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support for the Firm on… more
- Citigroup (New York, NY)
- …of data, controls and processes performed meet internal policies and regulatory requirements/expectations, via staff management. + Work with lines of business, ... and efficiencies within the group and front to back across loan lifecycle. + Lead projects to enhance performance and efficiency. + Leadership role and serve as… more
- Citigroup (New York, NY)
- …quarterly and/or annual reviews along with covenant and other reporting monitoring, as applicable. The assigned industry/specialty vertical requires extensive ... process is conducted in accordance with all internal and regulatory frameworks, and is responsive to relevant inquiries. The...highly visible forums. A Credit Officer can advise or lead strategic projects for US or Global CLM initiatives… more