- Wells Fargo (New York, NY)
- …total relationship with Wells Fargo. **About this role:** Wells Fargo is seeking a Lead Investment Banker, Vice President with our Healthcare team within ... regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. Specific compliance policies may apply regarding outside… more
- MUFG (New York, NY)
- …quality rules with different functions like Risk (Market and Credit), Finance and Regulatory Reporting , Static and Reference teams, Regulatory Operations and ... not limited to) identifying data elements, measuring data quality, reporting data issues and working towards complying with the...Data Elements across the broker dealer entity and key regulatory reports and ensure data quality + Work on… more
- MediaRadar (New York, NY)
- …impacting their business. About the Role We are seeking an experienced and strategic Vice President Legal to join our team. The ideal candidate will provide ... negotiation, communication, and analytical skills with a proven ability to lead complex legal matters in a fast-paced environment. Requirements Key Responsibilities:… more
- Citigroup (New York, NY)
- …across functional groups. An Infrastructure Finance and Clean Energy Finance Associate Vice President in ICM-UW will cover various infrastructure assets across ... due diligence as needed. + Maintain compliance with bank credit policies/practices and regulatory policies to ensure business unit is in adherence to the above and… more
- Anoplate Corporation (Syracuse, NY)
- Vice President of Operations Syracuse, NY (http://maps.google.com/maps?q=459+Pulaski+St+Syracuse+NY+USA+13204) Job Type Full-time Description TheVice ... in a high-mix, high-spec industrial and aerospace/defense manufacturing/service environment. Reporting directly to the President /CEO, this position ensures… more
- BMO Financial Group (New York, NY)
- …research and advisory services to clients around the world. #bmocapitalmarkets **MANDATE** The VP , Capital Markets Conduct Risk Management, is a member of the ... Regulatory Portfolio team within Capital Markets Supervision & Governance...Capital Markets conduct risk framework and related activities. The VP is also accountable for helping to promote an… more
- Citigroup (Getzville, NY)
- …come join us. We'll enable growth and progress together. The Enterprise Resilience Lead Analyst is a strategic professional who stays abreast of developments within ... and effectiveness of the sub-function/job family. **Responsibilities:** + The COB & CM Lead Analyst develops and manages security and or COB solutions for multiple… more
- JPMorgan Chase (New York, NY)
- …leverage your knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve as an independent ... office maintains effective written supervisory procedures. + Assist team with reporting , metrics, project management, and conducting compliance risk assessments. +… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch offices in ... project operations in backing of existing and new clients, including all regulatory requirements + Develop, implement and track appropriate KPIs (key performance… more
- Citigroup (Getzville, NY)
- …Operational processes and identification/remediation of control gaps; adherence to regulatory obligations; internal policy awareness and adherence; review of new ... personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + The candidate is… more