- MUFG (New York, NY)
- …distribution + Maintain close working relationships with Front Office, Operations, Risk , Audit, Compliance and Regulatory departments to ensure needs and regulations ... met. **Controls & Compliance** + Ensure compliance with the Firm's internal risk and compliance requirements, controls and procedures including but not limited to:… more
- MUFG (New York, NY)
- …introducing automated and advanced solutions to improve efficiency and reduce operational risk + Act as a change agent, challenging existing processes and ... enhancing valuation frameworks + Partner with stakeholders across Front Office, Risk , Finance, and Operations to influence strategic priorities and ensure seamless… more
- Citigroup (New York, NY)
- …related to feasibility studies, time and cost estimates, IT planning, risk technology, applications development, model development, and establish and implement new ... to senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Citigroup (Getzville, NY)
- …improvement + Advise and coach new/lower level personnel + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more
- Citigroup (New York, NY)
- …developers and analysts, allocating work as necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more
- BlackRock (New York, NY)
- …managed products. This individual will be able to effectively manage compliance risk and help ensure compliance with regulatory requirements and applicable BlackRock ... policies and procedures relating to 1940 Act products. The individual will provide compliance support to key partners including product development, business operations and portfolio management. The successful candidate will also participate in special… more
- BlackRock (New York, NY)
- …funds (ETFs), and alternative investments, catering to various investor needs and risk appetites. BlackRock has embraced technology in its operations and investment ... strategies, utilizing advanced analytics, machine learning, and data-driven insights to enhance decision-making processes and optimize portfolio performance. The BlackRock investment institute (BII) leverages BlackRock's expertise and produces proprietary… more
- BlackRock (New York, NY)
- …enhancement of internal policies and procedures aimed at mitigating risk , meeting applicable regulatory requirements and/or improving operational efficiency. ... **Qualifications:** + JD with superior academic credentials from a nationally recognized law school and at least five years' experience as a lawyer in a major law firm or the legal department of a leading digital asset financial services organization. +… more
- JPMorgan Chase (New York, NY)
- …high-priority initiatives. + Commitment to maintaining the firm's high standards related to risk , compliance, and the Code of Conduct. + High level of independence, ... energy, and integrity; demonstrates respect for a diversity of opinions and styles, and accepts accountability and responsibility. + Flexibility to work outside of normal business hours depending on business needs. **Preferred Qualifications, Capabilities, and… more
- Citigroup (New York, NY)
- …records and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more