- Citigroup (Getzville, NY)
- …improvement + Advise and coach new/lower level personnel + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more
- BlackRock (New York, NY)
- …managed products. This individual will be able to effectively manage compliance risk and help ensure compliance with regulatory requirements and applicable BlackRock ... policies and procedures relating to 1940 Act products. The individual will provide compliance support to key partners including product development, business operations and portfolio management. The successful candidate will also participate in special… more
- Citigroup (New York, NY)
- …developers and analysts, allocating work as necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more
- BlackRock (New York, NY)
- …funds (ETFs), and alternative investments, catering to various investor needs and risk appetites. BlackRock has embraced technology in its operations and investment ... strategies, utilizing advanced analytics, machine learning, and data-driven insights to enhance decision-making processes and optimize portfolio performance. The BlackRock investment institute (BII) leverages BlackRock's expertise and produces proprietary… more
- BlackRock (New York, NY)
- …enhancement of internal policies and procedures aimed at mitigating risk , meeting applicable regulatory requirements and/or improving operational efficiency. ... **Qualifications:** + JD with superior academic credentials from a nationally recognized law school and at least five years' experience as a lawyer in a major law firm or the legal department of a leading digital asset financial services organization. +… more
- JPMorgan Chase (New York, NY)
- …high-priority initiatives. + Commitment to maintaining the firm's high standards related to risk , compliance, and the Code of Conduct. + High level of independence, ... energy, and integrity; demonstrates respect for a diversity of opinions and styles, and accepts accountability and responsibility. + Flexibility to work outside of normal business hours depending on business needs. **Preferred Qualifications, Capabilities, and… more
- Citigroup (New York, NY)
- …records and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more
- JPMorgan Chase (New York, NY)
- …range of financial and investment principles including credit, options, and risk management + Articulate investment underwriting process to both external managers ... and investors while conveying knowledge and credibility **Required qualifications, capabilities and skills** + 5+ years of relevant investment experience within hedge fund allocation + Strong quantitative/analytical abilities as well as written/verbal… more
- JPMorgan Chase (Rochester, NY)
- …a holistic goals based planning approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures **Required Qualifications, ... Capabilities, and Skills** + Six plus years of work experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses… more
- Citigroup (New York, NY)
- …developers and analysts, allocating work as necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more