- Raymond James Financial, Inc. (New York, NY)
- …information and decisions. Take responsibility for developing and delivering the organization's risk management and/or risk control policies and procedures. Lead ... the development of policies, procedures, and related guidelines for a significant area of responsibility, ensuring compliance with external requirements and integration with the broader corporate policy framework. Represent the organization or institution in a… more
- Mizuho Corporate Bank (New York, NY)
- …of business analysis and relevant experiences in the Regulatory Reporting, Finance, Risk Management or related business functions. You have experience with SQL and ... must. + Minimum 5 years of experience in financial reporting, regulatory reporting, risk management, or related field in banking industry. Proven ability to lead and… more
- Citigroup (Brooklyn, NY)
- …and involved in short-term planning resource planning + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more
- Charles Schwab (Albany, NY)
- …Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning + Ability to adapt and implement ... change as the market and business conditions evolve + Passion for community engagement to share and engage clients in discussion about market conditions, sound investing principles, and the ideal wealth and long-term investment strategies for their personal… more
- MUFG (New York, NY)
- …planning and presentations. + Assists with routine vendor management and risk management tasks. + Helps coordinate internal communications, marketing activities and ... schedules. + Participates in the development of requirement specifications for future digital banking products, including leadership of user testing and focus groups. + Advocates for outstanding customer experiences. + Supports online product deployments.… more
- Citigroup (New York, NY)
- …integration + Advise or mentor junior team members + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more
- Citigroup (New York, NY)
- …to optimize client service and cross-marketing opportunities. + Appropriately assess risk when business decisions are made, demonstrating consideration for the ... firm's reputation and safeguarding Citi, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating,… more
- Broadridge Financial Solutions (Edgewood, NY)
- …clients to focus on their core business, accelerate growth, and mitigate risk . Responsibilities: + Developing and executing comprehensive sales strategies for Global ... Class Actions, Institutional Governance, and Remediation solutions to meet annual sales goals. + Collaborating with business leaders and key partners around business strategy, GTM activities and product roadmap. + Coaching, training, and support of sales team… more
- JPMorgan Chase (New York, NY)
- …Ability to prioritize, multi-task, and meet deadlines. + Problem-solving and risk management capabilities. + Client servicing and relationship management. + Teamwork ... and personal effectiveness. **Experience:** + Undergraduate degree required. + Preferred experience in fiduciary and investment operations, accounting, paralegal work, grant administration, or nonprofit employment. JPMorganChase, one of the oldest financial… more
- Raymond James Financial, Inc. (New York, NY)
- …development programs. + Develops systems and procedures to minimize the firm's risk exposure while balancing business concerns. + Maintains the required compliance ... systems for the firm while fostering a positive relationship with department employees and management. + Responds to and oversees responses to regulatory inquiries. + Manages compliance exams of the firm by various regulatory bodies. + Performs other duties… more