- TD Bank (New York, NY)
- …embrace diversity and respect one another **Job Description / Accountabilities:** This Associate Vice President Audit will be responsible for the 3rd ... corner and help keep our daily operations running smoothly for our customers. **Associate Vice President Profile:** Associate Vice Presidents (AVPs) at TD… more
- MUFG (New York, NY)
- …the Compliance Audit Job Function focus on the effectiveness of risk management and controls regarding laws and regulations across anti-bribery and corruption ... + Audit Delivery and Planning + Responsible for the execution and delivery of audit engagements, maintenance of the risk universe and risk assessments of… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset & Wealth Management is seeking an experienced Vice President , Business Manager to join the Global Fixed Income, Currency and Commodities ... credit, direct lending, and alternative credit strategies. As the Vice President Business Manager supporting...key partner groups such as Control Management, Compliance, Legal, Risk , and Technology, with a particular emphasis on the… more
- JPMorgan Chase (New York, NY)
- …environment, ensuring robust governance and risk management systems. As a Control Manager Vice President within the Commercial & Investment Bank, you ... experience required. + 7 years of financial services experience in controls, audit , quality assurance, risk management, or compliance. + Proficient knowledge… more
- JPMorgan Chase (New York, NY)
- …a Control Manager - NA Rates & Fixed Income Financing (FIF) Trading - Vice President , you will manage the control environment for the North America Rates & ... control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment Bank, you will...Sales or Trading businesses. + Experience in operations, operational risk management, business controls, sales, trading, audit ,… more
- JPMorgan Chase (New York, NY)
- …compliance, and inspiring confidence through expert leadership and innovative solutions. As an Vice President Control Manager within the Chief Analytics ... framework documents, and supporting the Data & Analytics Control Manager community of practice. Working in partnership with the...Partner with Line of Defense Partners (Legal, Compliance, Op Risk , and Audit ) to understand their priorities… more
- JPMorgan Chase (New York, NY)
- …and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will ... years of professional experience in financial services, with expertise in controls, audit , quality assurance, operational risk management, compliance, or a… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Documentation and Operations Vice President is part of the Administration group within Sumitomo ... first security interest requirements and ability to properly assess and mitigate risk through Lien Searches; possess ability to review results, identifying any… more
- JPMorgan Chase (New York, NY)
- …capabilities and skills** + 10+ years consumer regulatory compliance, supervision, controls, risk or audit experience + Minimum licensing requirement: FINRA ... planning, philanthropy, credit and banking. As a Marketing Supervisory Manager within Asset & Wealth Management, you will provide...presentations for new launches, to help minimize exposure and risk to the firm as it seeks to build… more
- MUFG (New York, NY)
- …MUFG, where being inspired is expected and making a meaningful impact is rewarded. The VP , Global Talent Programmes, is a key member of the Talent team within GTL&C, ... while ensuring alignment with regulatory expectations and business priorities. The VP partners plays a critical central role partnering with other Talent… more